DFX Intelligence

RIA Intelligence

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Team lift-out

13 advisors left S•••••• N••••••• • C••••••• I••••••••• for S•••••• C•••••• L••

national BDtono RAUMAffiliated broker-dealer or bank to a newly registered adviserderived from registration dates
Members
AdvisorBranchLeftRegistered
Christopher Dale GaddisIndianapolis, InMar 17, 2023Apr 13, 2023
Connor Paul KuceraIndianapolis, InMar 17, 2023Feb 17, 2023
Eduardo Michael AguirreIndianapolis, InMar 17, 2023Feb 17, 2023
Jamie B Ratner RichIndianapolis, InMar 17, 2023Feb 17, 2023
Joshua ShneyderovIndianapolis, InMar 17, 2023Apr 12, 2023
Kathleen Murphy O'MarroIndianapolis, InMar 17, 2023Jul 18, 2024
Michael James HallIndianapolis, InMar 17, 2023Feb 17, 2023
Patrick J O'MarroIndianapolis, InMar 17, 2023Feb 17, 2023
Ronald Andrew LeblancIndianapolis, InMar 17, 2023Mar 23, 2023
Terry Paul LeffewIndianapolis, InMar 17, 2023Apr 13, 2023
Thomas Christopher KnippIndianapolis, InMar 17, 2023Nov 10, 2023
Thomas James PenceIndianapolis, InMar 17, 2023Feb 17, 2023
Timothy W JansenIndianapolis, InMar 17, 2023Feb 17, 2023
The rule
Registrations ended
Mar 17, 2023
Registered next
Feb 17, 2023 to Jul 18, 2024
Branch state
IN
Cities
1, most in Indianapolis, In
Registered there that day
2,862 (people still on IAPD; an estimate)
Share of that headcount
0.5%
Succession by the destination
none on the tape
Other teams out of S•••••• N••••••• • C••••••• I•••••••••Other teams into S•••••• C•••••• L••