DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor teams
Teams that left Stifel, Nicolaus & Company, Incorporated
A team is two or more advisors whose registrations through one firm ended within fourteen days of each other, from branches in the same state, and who all registered next through the same other firm. The rule reads registration dates on IAPD and nothing else: no press, no name matching, no judgment about why. When the cluster carried half or more of the firm it left, or the destination filed a succession naming it, it is typed firm absorbed rather than lift-out. When the two CRDs are one enterprise (the same business name, as with the two Wells Fargo Advisors channels, the same 75%+ owner on both Schedule As around the move, or one name the other with a word added) it is a channel change, listed only when asked for and never counted as a team in or out. Corporate re-registrations (hundreds of people moved to a new CRD in one month) are excluded before teams are formed.
| Advisors | From | To | Branch | Type | Left |
|---|---|---|---|---|---|
| 2 | Stifel, Nicolaus & Company, Incorporated national BD | Rockefeller Capital Management BD affiliated | St Louis, Mo | Affiliated broker-dealer or bank to another | Sep 10, 2026 |
| 3 | Stifel, Nicolaus & Company, Incorporated national BD | Raymond James & Associates, Inc. national BD | Bellevue, Wa | Affiliated broker-dealer or bank to another | Sep 2, 2026 |
| 4 | Stifel, Nicolaus & Company, Incorporated national BD | RBC Capital Markets, LLC national BD | Dallas, Tx | Affiliated broker-dealer or bank to another | Jul 29, 2026 |
| 2 | Stifel, Nicolaus & Company, Incorporated national BD | RBC Capital Markets, LLC national BD | Covington, Ky | Affiliated broker-dealer or bank to another | Jul 8, 2026 |
| 3 | Stifel, Nicolaus & Company, Incorporated national BD | Newedge Advisors BD affiliated | Janesville, Wi | Affiliated broker-dealer or bank to another | Jun 10, 2026 |
| 2 | Stifel, Nicolaus & Company, Incorporated national BD | Benjamin F. Edwards & Company, Incorporated BD affiliated | Redding, Ca | Affiliated broker-dealer or bank to another | Jun 10, 2026 |
| 2 | Stifel, Nicolaus & Company, Incorporated national BD | William Blair & Company L.L.C. BD affiliated | Dublin, Oh | Affiliated broker-dealer or bank to another | Jun 9, 2026 |
| 3 | Stifel, Nicolaus & Company, Incorporated national BD | Raymond James & Associates, Inc. national BD | Lafayette, In +1 | Affiliated broker-dealer or bank to another | May 20, 2026 |
| 2 | Stifel, Nicolaus & Company, Incorporated national BD | Edward Jones national BD | Cookeville, Tn | Affiliated broker-dealer or bank to another | Apr 29, 2026 |
| 2 | Stifel, Nicolaus & Company, Incorporated national BD | Wells Fargo Advisors wirehouse | Atlanta, Ga | Affiliated broker-dealer or bank to wirehouse | Mar 25, 2026 |
| 3 | Stifel, Nicolaus & Company, Incorporated national BD | Steward Partners Investment Advisory, LLC BD affiliated | Macon, Ga | Affiliated broker-dealer or bank to another | Feb 12, 2026 over 14 d |
| 2 | Stifel, Nicolaus & Company, Incorporated national BD | William Blair & Company L.L.C. BD affiliated | Fort Myers, Fl | Affiliated broker-dealer or bank to another | Jan 23, 2026 over 6 d |
| 4 | Stifel, Nicolaus & Company, Incorporated national BD | Rockefeller Capital Management BD affiliated | Dallas, Tx | Affiliated broker-dealer or bank to another | Dec 17, 2025 |
| 2 | Stifel, Nicolaus & Company, Incorporated national BD | UBS Financial Services Inc. wirehouse | New York, Ny | Affiliated broker-dealer or bank to wirehouse | Nov 7, 2025 over 14 d |
| 3 | Stifel, Nicolaus & Company, Incorporated national BD | Benjamin F. Edwards & Company, Incorporated BD affiliated | Hickory, Nc | Affiliated broker-dealer or bank to another | Oct 22, 2025 |
| 5 | Stifel, Nicolaus & Company, Incorporated national BD | Newedge Advisors BD affiliated | Lincoln, Ne | Affiliated broker-dealer or bank to another | Jul 24, 2025 over 5 d |
| 2 | Stifel, Nicolaus & Company, Incorporated national BD | Wells Fargo Advisors wirehouse | Mystic, Ct | Affiliated broker-dealer or bank to wirehouse | Jun 30, 2025 |
| 2 | Stifel, Nicolaus & Company, Incorporated national BD | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Santa Barbara, Ca | Affiliated broker-dealer or bank to wirehouse | May 7, 2025 |
| 3 | Stifel, Nicolaus & Company, Incorporated national BD | Wells Fargo Advisors wirehouse | New York, Ny | Affiliated broker-dealer or bank to wirehouse | Mar 31, 2025 |
| 3 | Stifel, Nicolaus & Company, Incorporated national BD | Rockefeller Capital Management BD affiliated | New York, Ny | Affiliated broker-dealer or bank to another | Feb 26, 2025 over 6 d |
| 2 | Stifel, Nicolaus & Company, Incorporated national BD | Morgan Stanley wirehouse | Coral Gables, Fl | Affiliated broker-dealer or bank to wirehouse | Feb 26, 2025 over 2 d |
| 7 | Stifel, Nicolaus & Company, Incorporated national BD | Morgan Stanley wirehouse | New York, Ny | Affiliated broker-dealer or bank to wirehouse | Feb 21, 2025 |
| 2 | Stifel, Nicolaus & Company, Incorporated national BD | Lasalle St. Investment Advisors, L.L.C. BD affiliated | Succasunna, Nj | Affiliated broker-dealer or bank to another | Jul 16, 2024 |
| 2 | Stifel, Nicolaus & Company, Incorporated national BD | LPL Financial LLC BD affiliated | Ofallon, Il | Affiliated broker-dealer or bank to another | Jun 21, 2024 |
| 3 | Stifel, Nicolaus & Company, Incorporated national BD | LPL Financial LLC BD affiliated | Redding, Ca | Affiliated broker-dealer or bank to another | May 9, 2024 |
| 2 | Stifel, Nicolaus & Company, Incorporated national BD | Ameriprise Financial Services, LLC national BD | Monterey, Ca | Affiliated broker-dealer or bank to another | Apr 26, 2024 over 13 d |
| 2 | Stifel, Nicolaus & Company, Incorporated national BD | Confluence Financial Partners independent RIA | Pittsburgh, Pa | Affiliated broker-dealer or bank to independent RIA | Apr 4, 2024 |
| 2 | Stifel, Nicolaus & Company, Incorporated national BD | Sanctuary Advisors, LLC BD affiliated | Indianapolis, In | Affiliated broker-dealer or bank to another | Mar 15, 2024 |
| 2 | Stifel, Nicolaus & Company, Incorporated national BD | Mariner Advisor Network BD affiliated | Wichita, Ks | Affiliated broker-dealer or bank to another | Feb 23, 2024 |
| 2 | Stifel, Nicolaus & Company, Incorporated national BD | UBS Financial Services Inc. wirehouse | New York, Ny | Affiliated broker-dealer or bank to wirehouse | Oct 26, 2023 |
| 2 | Stifel, Nicolaus & Company, Incorporated national BD | Raymond James & Associates, Inc. national BD | St Louis, Mo | Affiliated broker-dealer or bank to another | Sep 13, 2023 |
| 2 | Stifel, Nicolaus & Company, Incorporated national BD | Raymond James & Associates, Inc. national BD | Sioux Falls, Sd | Affiliated broker-dealer or bank to another | Sep 13, 2023 |
| 2 | Stifel, Nicolaus & Company, Incorporated national BD | A.G.P / Alliance Global Partners independent RIA | Charlotte, Nc | Affiliated broker-dealer or bank to independent RIA | Aug 24, 2023 over 7 d |
| 3 | Stifel, Nicolaus & Company, Incorporated national BD | Wells Fargo Advisors wirehouse | Atlanta, Ga | Affiliated broker-dealer or bank to wirehouse | Jul 24, 2023 |
| 2 | Stifel, Nicolaus & Company, Incorporated national BD | LPL Financial LLC BD affiliated | Scottsdale, Az | Affiliated broker-dealer or bank to another | May 5, 2023 |
| 2 | Stifel, Nicolaus & Company, Incorporated national BD | Edward Jones national BD | St Louis, Mo | Affiliated broker-dealer or bank to another | Mar 24, 2023 over 5 d |
| 13 | Stifel, Nicolaus & Company, Incorporated national BD | Sapient Capital LLC no RAUM | Indianapolis, In | Affiliated broker-dealer or bank to a newly registered adviser | Mar 17, 2023 |
| 3 | Stifel, Nicolaus & Company, Incorporated national BD | Wells Fargo Advisors wirehouse | Birmingham, Al | Affiliated broker-dealer or bank to wirehouse | Jan 24, 2023 |
| 2 | Stifel, Nicolaus & Company, Incorporated national BD | Raymond James Financial Services Advisors, Inc BD affiliated | Blue Ash, Oh | Affiliated broker-dealer or bank to another | Oct 13, 2022 |
| 2 | Stifel, Nicolaus & Company, Incorporated national BD | Private Advisor Group, LLC BD affiliated | Columbia, Tn +1 | Affiliated broker-dealer or bank to another | Aug 2, 2022 |
| 3 | Stifel, Nicolaus & Company, Incorporated national BD | LPL Financial LLC independent RIA | Greensboro, Nc | Affiliated broker-dealer or bank to independent RIA | May 16, 2022 |
| 3 | Stifel, Nicolaus & Company, Incorporated national BD | Integrated Wealth Concepts LLC independent RIA | Saint Joseph, Mo +1 | Affiliated broker-dealer or bank to independent RIA | Apr 27, 2022 |
| 2 | Stifel, Nicolaus & Company, Incorporated national BD | Morgan Stanley wirehouse | Santa Barbara, Ca +1 | Affiliated broker-dealer or bank to wirehouse | Mar 28, 2022 |
| 2 | Stifel, Nicolaus & Company, Incorporated national BD | Raymond James & Associates, Inc. national BD | Fresno, Ca +1 | Affiliated broker-dealer or bank to another | Feb 4, 2022 |
| 2 | Stifel, Nicolaus & Company, Incorporated national BD | Advisory Services Network independent RIA | Palm Beach, Fl | Affiliated broker-dealer or bank to independent RIA | Jan 31, 2022 |
| 2 | Stifel, Nicolaus & Company, Incorporated national BD | U.S. Bancorp Investments, Inc. BD affiliated | St Louis, Mo | Affiliated broker-dealer or bank to another | Dec 3, 2021 over 14 d |
| 3 | Stifel, Nicolaus & Company, Incorporated national BD | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Lafayette, In | Affiliated broker-dealer or bank to wirehouse | Aug 6, 2021 |
| 2 | Stifel, Nicolaus & Company, Incorporated national BD | Ameriprise Financial Services, LLC national BD | Middleton, Wi +1 | Affiliated broker-dealer or bank to another | Jul 16, 2021 over 7 d |
| 3 | Stifel, Nicolaus & Company, Incorporated national BD | Wells Fargo Advisors wirehouse | Austin, Tx | Affiliated broker-dealer or bank to wirehouse | Jul 9, 2021 |
| 2 | Stifel, Nicolaus & Company, Incorporated national BD | Raymond James & Associates, Inc. national BD | New York, Ny | Affiliated broker-dealer or bank to another | Sep 28, 2020 |
| 3 | Stifel, Nicolaus & Company, Incorporated national BD | Rockefeller Capital Management BD affiliated | St Louis, Mo | Affiliated broker-dealer or bank to another | May 26, 2020 |
| 3 | Stifel, Nicolaus & Company, Incorporated national BD | Rockefeller Capital Management BD affiliated | New York, Ny | Affiliated broker-dealer or bank to another | May 26, 2020 |
| 3 | Stifel, Nicolaus & Company, Incorporated national BD | B Riley Wealth Management BD affiliated | Conshohocken, Pa | Affiliated broker-dealer or bank to another | Feb 28, 2020 |
| 3 | Stifel, Nicolaus & Company, Incorporated national BD | Raymond James Financial Services Advisors, Inc BD affiliated | Garden City, Ny | Affiliated broker-dealer or bank to another | Feb 24, 2020 over 4 d |
| 2 | Stifel, Nicolaus & Company, Incorporated national BD | Ameriprise Financial Services, LLC national BD | Morristown, Nj | Affiliated broker-dealer or bank to another | Jan 24, 2020 |
| 2 | Stifel, Nicolaus & Company, Incorporated national BD | Ameriprise Financial Services, LLC national BD | Phoenix, Az | Affiliated broker-dealer or bank to another | Nov 15, 2019 |
| 5 | Stifel, Nicolaus & Company, Incorporated national BD | Wells Fargo Advisors wirehouse | St Louis, Mo +1 | Affiliated broker-dealer or bank to wirehouse | Oct 25, 2019 over 7 d |
| 2 | Stifel, Nicolaus & Company, Incorporated national BD | Ameriprise Financial Services, LLC national BD | Canfield, Oh | Affiliated broker-dealer or bank to another | Oct 18, 2019 |
| 2 | Stifel, Nicolaus & Company, Incorporated national BD | Janney Montgomery Scott LLC BD affiliated | Bethlehem Township, Pa | Affiliated broker-dealer or bank to another | May 3, 2019 |
| 2 | Stifel, Nicolaus & Company, Incorporated national BD | Capitol Securities Management, Inc. independent RIA | Florence, Sc | Affiliated broker-dealer or bank to independent RIA | Jan 30, 2019 |
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88 teams match.derived from registration dates