DFX Intelligence
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Team lift-out
2 advisors left S•••••• N••••••• • C••••••• I••••••••• for A•••• • A••••••• G••••• P•••••••
national BDtoindependent RIAAffiliated broker-dealer or bank to independent RIAderived from registration dates
Members
| Advisor | Branch | Left | Registered |
|---|---|---|---|
| Patricia Carroll Van Pelt | Charlotte, Nc | Aug 24, 2023 | Aug 21, 2023 |
| William Wells Van Pelt | Charlotte, Nc | Aug 31, 2023 | Aug 2, 2023 |
The rule
- Registrations ended
- Aug 24, 2023 to Aug 31, 2023
- Registered next
- Aug 2, 2023 to Aug 21, 2023
- Branch state
- NC
- Cities
- 1, most in Charlotte, Nc
- Registered there that day
- 2,918 (people still on IAPD; an estimate)
- Share of that headcount
- 0.1%
- Succession by the destination
- a succession within a year (Sep 30, 2022), not necessarily this firm