DFX Intelligence
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Team lift-out
2 advisors left C••••••••• F•••••••• N•••••• for C••••• I••••••••• A••••••• L••
national BDtoBD affiliatedAffiliated broker-dealer or bank to anotherderived from registration dates
Members
| Advisor | Branch | Left | Registered |
|---|---|---|---|
| Brian Waters Phipps | Annapolis, Md | Aug 20, 2026 | Aug 18, 2026 |
| Steven Mark Roth | Annapolis, Md | Aug 20, 2026 | Aug 18, 2026 |
The rule
- Registrations ended
- Aug 20, 2026
- Registered next
- Aug 18, 2026
- Branch state
- MD
- Cities
- 1, most in Annapolis, Md
- Registered there that day
- 2,926 (people still on IAPD; an estimate)
- Share of that headcount
- 0.1%
- Succession by the destination
- none on the tape