DFX Intelligence
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Team lift-out
2 advisors left C••••••••• F•••••••• N•••••• for M•••• F•••••••• A•••••••
national BDtoindependent RIAAffiliated broker-dealer or bank to independent RIAderived from registration dates
Members
| Advisor | Branch | Left | Registered |
|---|---|---|---|
| David James Doherty | San Antonio, Tx | Aug 14, 2025 | Feb 19, 2026 |
| Nicholas Rodriguez | San Antonio, Tx | Aug 20, 2025 | Aug 15, 2025 |
The rule
- Registrations ended
- Aug 14, 2025 to Aug 20, 2025
- Registered next
- Aug 15, 2025 to Feb 19, 2026
- Branch state
- TX
- Cities
- 1, most in San Antonio, Tx
- Registered there that day
- 3,417 (people still on IAPD; an estimate)
- Share of that headcount
- 0.1%
- Succession by the destination
- none on the tape