DFX Intelligence
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Registered advisor
N••••••• R••••••••
Certified Financial Planner
Feed of 09/15/2026
Also filed as N••••••• R••••••••• C•••••• R••••••••• C• R••••••••
At current firm
1 y
since Aug 15, 2025
In the industry
12 y
since Jul 1, 2014 (earliest exam, job or registration)
Prior registered firms
1
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
n/a
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- M•••• F•••••••• A••••••• BD affiliated currentsince Aug 15, 2025 · Alpharetta, Ga
- C••••••••• F•••••••• N•••••• national BDOct 10, 2024 to Aug 20, 2025 · San Antonio, Tx
Moves
a registration end followed by a registration begin elsewhere
- C••••••••• F•••••••• N•••••• to M•••• F•••••••• A•••••••left Aug 20, 2025, registered Aug 15, 2025 (-5 days) · Affiliated broker-dealer or bank to independent RIA · moved with a team
Signals
- ••• LockedAug 20, 2025 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 12derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address