DFX Intelligence
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Team lift-out
3 advisors left C••••••••• F•••••••• N•••••• for C•••••••• W••••• M•••••••••
national BDtoindependent RIAAffiliated broker-dealer or bank to independent RIAderived from registration dates
Members
| Advisor | Branch | Left | Registered |
|---|---|---|---|
| Eric Daniel Figarsky | Irvine, Ca | May 17, 2019 | Mar 6, 2018 |
| Mark David Phillips | Irvine, Ca | May 17, 2019 | Mar 6, 2018 |
| Nicholas Joseph Bautista | Irvine, Ca | May 17, 2019 | Mar 6, 2018 |
The rule
- Registrations ended
- May 17, 2019
- Registered next
- Mar 6, 2018
- Branch state
- CA
- Cities
- 1, most in Irvine, Ca
- Registered there that day
- 2,135 (people still on IAPD; an estimate)
- Share of that headcount
- 0.1%
- Succession by the destination
- none on the tape