DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
C•••••••• W••••• M•••••••••
Legal name C•••••••• W••••• M••••••••• L••
Latest filing Jun 23, 2026
First filing on the tape May 25, 2021 · 12 filings
SEC status approved since Jun 24, 2021
RAUM
$179M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
92%
$164M individuals and HNW
Advisors
2
registered through the firm on IAPD
RAUM per advisor
$89.3M
derived; firm RAUM over IAPD count
Employees
3
2 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
12 filings and snapshots on the tape
RAUM$179M as of Jun 23, 2026
Mar 29, 2022$120M then
HNW client RAUM$115M as of Jun 23, 2026
Mar 29, 2022$71.7M then
State-registered IARs (5.B.3)2 as of Jun 23, 2026
Mar 29, 20223 then
Employees (5.A)3 as of Jun 23, 2026
Mar 29, 20224 then
Private funds: no history
RAUM +12% over the last fiscal year+12% a year over threeIARs 3 to 2
Practice profile
derived from the filing of Jun 23, 2026; every figure names its basis
Archetypes, each a printed rule
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- Retirement plan adviser · pension consulting activity (Item 5.G.6) and pension plans at least 25 percent of RAUM or at least 25 pension-plan clients
- Solo or small team · one advisor, or a wealth manager with up to three advisors and one office
- RAUM per advisor
- $89.3MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 170derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $1.2MderivedHNW RAUM over HNW clients
- Average account
- $276,383derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 7.1%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.5derivedItem 5.A over advisors
- Advisors per office
- 2.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +12%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +21%derived
- Compensation
- percentage of assets, hourly, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, pension consulting, selection of other advisersreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- is an insurance broker or agent (6.A.6)
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$115M65%
- Individuals$48.6M27%
- Pension and profit-sharing plans$9.2M5.1%
- Charitable organizations$3.4M1.9%
- Corporations and businesses$2.0M1.1%
- Individual clients
- 244reported
- HNW clients
- 95reported
- Pension plan clients
- 35reported
- Charitable clients
- 9reported
- Accounts
- 646reported
- Financial planning clients
- 51-100reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, fixed, hourlyreported
- Class basis
- private_client_share=0.92 fund_share=0.0 institutional_share=0.07 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
2 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| E••• D••••• F•••••••Certified Financial Planner | Irvine, Ca | Mar 6, 2018 | 17 y | 1 |
| N••••••• J••••• B•••••••Certified Financial Planner | Irvine, Ca | Mar 6, 2018 | 14 y | 1 |
Advisor movement
1 left, 0 joined in 12 months
net -1 in 12 months1 left in 90 days0 joined in 90 daysdeparture rate 50% of current headcount1 left over 36 months
Left, latest
- M••• D•••• P••••••• to F••••••Jun 23, 2026 · RIA to RIA
Joined, latest
- M••• D•••• P••••••• from C••••••••• F•••••••• N••••••Mar 6, 2018 · Affiliated broker-dealer or bank to independent RIA
- E••• D••••• F••••••• from C••••••••• F•••••••• N••••••Mar 6, 2018 · Affiliated broker-dealer or bank to independent RIA
- N••••••• J••••• B••••••• from C••••••••• F•••••••• N••••••Mar 6, 2018 · Affiliated broker-dealer or bank to independent RIA
Teams: two or more advisors moving together within fourteen days, from one state
- 3 joined from C••••••••• F•••••••• N••••••May 17, 2019 · Irvine, Ca
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- P•••••••• M•••• D•••• · Principal & Chief Compliance Officercontrolsince 01/2018 · owns 50% to 75%
- B•••••••• N•••••••• J••••• · Principalsince 01/2019 · owns 10% to 25%
- F•••••••• E•••• D••••• · Principalsince 01/2019 · owns 10% to 25%
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Irvine, Ca · principal | 2 | 0 | 1 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Advisory employees · 3 to 2Apr 30, 2026 to Jun 23, 2026
- Employees · 4 to 3Apr 30, 2026 to Jun 23, 2026
- State-registered IARs · 3 to 2Apr 30, 2026 to Jun 23, 2026
- Accounts · 608 to 646Feb 20, 2026 to Apr 30, 2026
- Corporate clients · 2 to 3Feb 20, 2026 to Apr 30, 2026
- HNW clients · 63 to 95Feb 20, 2026 to Apr 30, 2026
- Individual clients · 218 to 244Feb 20, 2026 to Apr 30, 2026
- Pension plan clients · 36 to 35Feb 20, 2026 to Apr 30, 2026
- Discretionary RAUM · $159M to $179MFeb 20, 2026 to Apr 30, 2026
- HNW RAUM · $89.2M to $115MFeb 20, 2026 to Apr 30, 2026
- Individual RAUM · $53.1M to $48.6MFeb 20, 2026 to Apr 30, 2026
- Pension RAUM · $8.1M to $9.2MFeb 20, 2026 to Apr 30, 2026
- RAUM · $159M to $179MFeb 20, 2026 to Apr 30, 2026
- Accounts · 587 to 608Jun 4, 2024 to Mar 27, 2025
- Charity clients · 4 to 9Jun 4, 2024 to Mar 27, 2025
- Corporate clients · 4 to 2Jun 4, 2024 to Mar 27, 2025
- HNW clients · 56 to 63Jun 4, 2024 to Mar 27, 2025
- Individual clients · 208 to 218Jun 4, 2024 to Mar 27, 2025
- Pension plan clients · 30 to 36Jun 4, 2024 to Mar 27, 2025
- Financial planning clients · 101-250 to 51-100Jun 4, 2024 to Mar 27, 2025
- Discretionary RAUM · $145M to $159MJun 4, 2024 to Mar 27, 2025
- HNW RAUM · $84.5M to $89.2MJun 4, 2024 to Mar 27, 2025
- Individual RAUM · $47.9M to $53.1MJun 4, 2024 to Mar 27, 2025
- Pension RAUM · $6.8M to $8.1MJun 4, 2024 to Mar 27, 2025
- RAUM · $145M to $159MJun 4, 2024 to Mar 27, 2025
- Accounts · 547 to 587Jun 14, 2023 to Jun 4, 2024
- Corporate clients · 3 to 4Jun 14, 2023 to Jun 4, 2024
- HNW clients · 63 to 56Jun 14, 2023 to Jun 4, 2024
- Individual clients · 220 to 208Jun 14, 2023 to Jun 4, 2024
- Pension plan clients · 10 to 30Jun 14, 2023 to Jun 4, 2024
- Employees · 5 to 4Jun 14, 2023 to Jun 4, 2024
- Discretionary RAUM · $128M to $145MJun 14, 2023 to Jun 4, 2024
- HNW RAUM · $71.6M to $84.5MJun 14, 2023 to Jun 4, 2024
- Individual RAUM · $38.0M to $47.9MJun 14, 2023 to Jun 4, 2024
- Non-discretionary RAUM · $12,000 to $0Jun 14, 2023 to Jun 4, 2024
- Pension RAUM · $11.2M to $6.8MJun 14, 2023 to Jun 4, 2024
- RAUM · $128M to $145MJun 14, 2023 to Jun 4, 2024
- Accounts · 545 to 547Jun 10, 2022 to Mar 28, 2023
- Corporate clients · 2 to 3Jun 10, 2022 to Mar 28, 2023
- HNW clients · 60 to 63Jun 10, 2022 to Mar 28, 2023
Signals
2 dated events
- M••• D•••• P••••••• left C•••••••• W••••• M••••••••• for Farther (registered 2026-08-10)Jun 23, 2026 · Advisor changed firm · fact
- C•••••••• W••••• M••••••••• filed its initial SEC registration (Form ADV)May 25, 2021 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business phone
- 949-333-6394reportedpublished by the firm, firm site, Sep 16, 2026
- Firm profile
- linkedin.com/company/clearviewwealthmanagementreportedpublic record, Form ADV, Sep 18, 2026
- Website
- C••••••••FPG.COMreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 949-333-6394reportedpublic record, Form ADV, Jun 23, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $89.3Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026