DFX Intelligence
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Team lift-out
4 advisors left C••••••••• F•••••••• N•••••• for W•••••••••
national BDtono RAUMAffiliated broker-dealer or bank to a newly registered adviserderived from registration dates
Members
| Advisor | Branch | Left | Registered |
|---|---|---|---|
| Ashley Camille Boone | Long Beach, Ca | Oct 3, 2022 | Sep 29, 2022 |
| Jay Michael Douglas | Long Beach, Ca | Oct 3, 2022 | Sep 29, 2022 |
| Theodore Michael Athans | Santa Rosa, Ca | Oct 3, 2022 | Sep 29, 2022 |
| Tracy Ann Miu | Long Beach, Ca | Oct 3, 2022 | Sep 30, 2022 |
The rule
- Registrations ended
- Oct 3, 2022
- Registered next
- Sep 29, 2022 to Sep 30, 2022
- Branch state
- CA
- Cities
- 2, most in Santa Rosa, Ca
- Registered there that day
- 2,838 (people still on IAPD; an estimate)
- Share of that headcount
- 0.1%
- Succession by the destination
- none on the tape