DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

J•• M•••••• D••••••

W•••••••••independent RIASanta Rosa, Ca dual registrantIAPD 3138473

Certified Financial Planner · Chartered Financial Consultant

Feed of 09/15/2026

At current firm

3 y

since Sep 29, 2022

In the industry

26 y

since Oct 25, 1999 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63, S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Professional profile

what the firm itself publishes, with the page it was read from

Title: Partner, Chief Investment Strategistreportedwealthspringpartners.comfirm site, Sep 16, 2026
Designations: CFP, ChFC, AIFreportedwealthspringpartners.comas printed on the bio page, Sep 17, 2026
Partner or owner: “Partner, Chief Investment Strategist”reportedwealthspringpartners.comthe sentence on the bio page
Business email: jdouglas@wealthspringpartners.comreportedwealthspringpartners.comfirm site, Sep 16, 2026
Professional profile: wealthspringpartners.com/team/jay-douglasreportedwealthspringpartners.comfirm site, Sep 16, 2026

Only business contact points the firm published under its own name are shown; nothing is inferred, and personal accounts are never read. What the bio page says is printed as the firm printed it, with the sentence it came from; years are the firm’s claim, not a count of registrations.

Registration history

IAPD current and previous registrations

C••••••••• F•••••••• N•••••• national BD current
since Jan 22, 2026 · San Luis Obispo, Ca
W••••••••• independent RIA current
since Sep 29, 2022 · San Luis Obispo, Ca
C••••••••• F•••••••• N•••••• national BD
Apr 24, 2009 to Oct 3, 2022 · Chino, Ca
A••••••••• F•••••••• S•••••••• L•• national BD
Feb 16, 2001 to Apr 30, 2009 · Irvine, Ca

Moves

a registration end followed by a registration begin elsewhere

C••••••••• F•••••••• N•••••• to W•••••••••
left Oct 3, 2022, registered Sep 29, 2022 (-4 days) · Affiliated broker-dealer or bank to a newly registered adviser · moved with a team
A••••••••• F•••••••• S•••••••• L•• to C••••••••• F•••••••• N••••••
left Apr 30, 2009, registered Apr 24, 2009 (-6 days) · Affiliated broker-dealer or bank to another

Signals

J•• M•••••• D•••••• left C••••••••• F•••••••• N•••••• for Wealthspring (registered 2022-09-29)
Oct 3, 2022 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Independent wealth managerderived
Years in industry: 26derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address