DFX Intelligence
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Team lift-out
4 advisors left U•• F•••••••• S••••••• I••• for W•••• F•••• A•••••••
wirehousetowirehouseWirehouse to wirehousederived from registration dates
Members
| Advisor | Branch | Left | Registered |
|---|---|---|---|
| Michael Mais | Seal Beach, Ca | Jul 5, 2018 | Sep 19, 2018 |
| Anne Mary Bui | Newport Beach, Ca | Jul 10, 2018 | Jun 29, 2018 |
| Thomas Patrick Kirwan | Newport Beach, Ca | Jul 10, 2018 | Jun 29, 2018 |
| Nicholas Sondgeroth | Westlake Village, Ca | Jul 17, 2018 | Jul 5, 2018 |
The rule
- Registrations ended
- Jul 5, 2018 to Jul 17, 2018
- Registered next
- Jun 29, 2018 to Sep 19, 2018
- Branch state
- CA
- Cities
- 3, most in Newport Beach, Ca
- Registered there that day
- 7,730 (people still on IAPD; an estimate)
- Share of that headcount
- 0.1%
- Succession by the destination
- none on the tape
A team is two or more advisors whose registrations through one firm ended within fourteen days of each other, from branches in the same state, all registering next through the same other firm. The kind is a printed rule, not a judgment: absorbed when half or more of the firm’s registered people moved or a succession names it, channel change when the two CRDs are one enterprise (same name, same 75%+ owner around the move, or one name the other with a word added), large transfer at fifty or more, lift-out otherwise.