DFX Intelligence
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Team lift-out
3 advisors left U•• F•••••••• S••••••• I••• for R•••••• J•••• • A••••••••• I•••
wirehousetonational BDWirehouse to affiliated broker-dealer or bankderived from registration dates
Members
| Advisor | Branch | Left | Registered |
|---|---|---|---|
| Jared David Brancazio | Fort Myers, Fl | Jun 10, 2016 | May 23, 2016 |
| Philip Hans Artmann | Fort Myers, Fl | Jun 10, 2016 | May 23, 2016 |
| Justin M. Cardon | Naples, Fl | Jun 16, 2016 | Jul 21, 2016 |
The rule
- Registrations ended
- Jun 10, 2016 to Jun 16, 2016
- Registered next
- May 23, 2016 to Jul 21, 2016
- Branch state
- FL
- Cities
- 2, most in Fort Myers, Fl
- Registered there that day
- 7,535 (people still on IAPD; an estimate)
- Share of that headcount
- 0.0%
- Succession by the destination
- none on the tape
A team is two or more advisors whose registrations through one firm ended within fourteen days of each other, from branches in the same state, all registering next through the same other firm. The kind is a printed rule, not a judgment: absorbed when half or more of the firm’s registered people moved or a succession names it, channel change when the two CRDs are one enterprise (same name, same 75%+ owner around the move, or one name the other with a word added), large transfer at fifty or more, lift-out otherwise.