J••••• M• C•••••

• S•••••••• A••••••• L•• national BD current
  since Mar 31, 2025 · Atlanta, Ga
• F••••••• P••••••• A•• W•••••••• A••••••• former
  Apr 14, 2020 to Mar 31, 2025 · Dunwoody, Ga
• V••••••• A•••••••• I••• BD affiliated
  Mar 22, 2017 to Dec 17, 2019 · Charlotte, Nc
• R•••••• J•••• • A••••••••• I••• national BD
  Jul 21, 2016 to Feb 2, 2017 · Naples, Fl
• U•• F•••••••• S••••••• I••• wirehouse
  Oct 3, 2014 to Jun 16, 2016 · Naples, Fl

• F••••••• P••••••• A•• W•••••••• A••••••• to S•••••••• A••••••• L••
  left Mar 31, 2025, registered Mar 31, 2025 (0 days) · corporate re-registration, not a move
• V••••••• A•••••••• I••• to F••••••• P••••••• A•• W•••••••• A•••••••
  left Dec 17, 2019, registered Apr 14, 2020 (119 days) · Affiliated broker-dealer or bank to another
• R•••••• J•••• • A••••••••• I••• to V••••••• A•••••••• I•••
  left Feb 2, 2017, registered Mar 22, 2017 (48 days) · Other
• U•• F•••••••• S••••••• I••• to R•••••• J•••• • A••••••••• I•••
  left Jun 16, 2016, registered Jul 21, 2016 (35 days) · Wirehouse to affiliated broker-dealer or bank · moved with a team

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Source

IAPD individual compilation feedreportedadviserinfo.sec.gov

Firm class

National broker-dealer RIAderived

Years in industry

11derivedfrom the earliest dated exam, employment or registration

Not published

disclosure flags, outside business text, branch street address