DFX Intelligence
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Team lift-out
2 advisors left A•••• • A••••••• G••••• P••••••• for I••••••••• A••••• I••••••••• M••••••••• L••
independent RIAtoBD affiliatedRIA to affiliated broker-dealer or bankderived from registration dates
Members
| Advisor | Branch | Left | Registered |
|---|
The rule
- Registrations ended
- Oct 5, 2020 to Oct 6, 2020
- Registered next
- Oct 2, 2020 to Oct 5, 2020
- Branch state
- CA
- Cities
- 1, most in Newport Beach, Ca
- Registered there that day
- 55 (people still on IAPD; an estimate)
- Share of that headcount
- 3.6%
- Succession by the destination
- none on the tape