DFX Intelligence
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Team lift-out
4 advisors left W•••••• • R••• for M••••• A•••••••• L••
BD affiliatedtoBD affiliatedAffiliated broker-dealer or bank to anotherderived from registration dates
Members
| Advisor | Branch | Left | Registered |
|---|---|---|---|
| Elaine Rose Manley | San Jose, Ca | Aug 16, 2018 | Aug 22, 2018 |
| Flavio Pando | San Jose, Ca | Aug 16, 2018 | Aug 22, 2018 |
| Linda Samuel Tjiputra | San Jose, Ca | Aug 16, 2018 | Aug 22, 2018 |
| Scott Edward Manley | San Jose, Ca | Aug 16, 2018 | Aug 22, 2018 |
The rule
- Registrations ended
- Aug 16, 2018
- Registered next
- Aug 22, 2018
- Branch state
- CA
- Cities
- 1, most in San Jose, Ca
- Registered there that day
- 1,290 (people still on IAPD; an estimate)
- Share of that headcount
- 0.3%
- Succession by the destination
- none on the tape
A team is two or more advisors whose registrations through one firm ended within fourteen days of each other, from branches in the same state, all registering next through the same other firm. The kind is a printed rule, not a judgment: absorbed when half or more of the firm’s registered people moved or a succession names it, channel change when the two CRDs are one enterprise (same name, same 75%+ owner around the move, or one name the other with a word added), large transfer at fifty or more, lift-out otherwise.