RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Teams that left Valmark Advisers, Inc.
A team is two or more advisors whose registrations through one firm ended within fourteen days of each other, from branches in the same state, and who all registered next through the same other firm. The rule reads registration dates on IAPD and nothing else: no press, no name matching, no judgment about why. When the cluster carried half or more of the firm it left, or the destination filed a succession naming it, it is typed firm absorbed rather than lift-out. When the two CRDs are one enterprise (the same business name, as with the two Wells Fargo Advisors channels, the same 75%+ owner on both Schedule As around the move, or one name the other with a word added) it is a channel change, listed only when asked for and never counted as a team in or out. Corporate re-registrations (hundreds of people moved to a new CRD in one month) are excluded before teams are formed.
| Advisors | From | To | Branch | Type | Left |
|---|---|---|---|---|---|
| 2 | Valmark Advisers, Inc. BD affiliated | W3 Wealth Advisors, LLC state registered | Warren, Oh | Affiliated broker-dealer or bank to a state-registered adviser | Jan 27, 2023 |
| 2 | Valmark Advisers, Inc. BD affiliated | W3 Wealth Advisors, LLC state registered | Worthington, Oh +1 | Affiliated broker-dealer or bank to a state-registered adviser | Dec 31, 2021 |
| 4 | Valmark Advisers, Inc. mixed wealth | Mutual Advisors, LLC BD affiliated | Mequon, Wi +1 | RIA to affiliated broker-dealer or bank | Dec 21, 2020 |
| 2 | Valmark Advisers, Inc. BD affiliated | Savant Wealth Management independent RIA | Bloomington, Il | Affiliated broker-dealer or bank to independent RIA | Dec 31, 2019 |
| 2 | Valmark Advisers, Inc. BD affiliated | Efg Advisors, LLC unclassified | Schaumburg, Il | Other | Nov 15, 2019 |
| 2 | Valmark Advisers, Inc. mixed wealth | Capacuity LLC no RAUM | Heathrow, Fl +1 | RIA to a newly registered adviser | Aug 28, 2018 |
| 2 | Valmark Advisers, Inc. mixed wealth | LPL Financial LLC independent RIA | Akron, Oh +1 | RIA to RIA | Jul 17, 2018 |
| 2 | Valmark Advisers, Inc. other | Kestra Advisory Services, LLC other | Madison, Wi | Other | Feb 7, 2018 |
| 2 | Valmark Advisers, Inc. other | Innovia Wealth, LLC no RAUM | Grand Rapids, Mi | Other | Jan 24, 2018 |
| 3 | Valmark Advisers, Inc. other | Colton Groome Financial Advisors, LLC independent RIA | Asheville, Nc +1 | Other | Dec 31, 2017 |