DFX Intelligence
Advisor teams
Teams that joined CRD 109516What counts as a teamA team is two or more advisors whose registrations through one firm ended within fourteen days of each other, from branches in the same state, and who all registered next through the same other firm. The rule reads registration dates on IAPD and nothing else: no press, no name matching, no judgment about why.When the cluster carried half or more of the firm it left, or the destination filed a succession naming it, it is typed firm absorbed rather than lift-out. When the two CRDs are one enterprise (the same business name, as with the two Wells Fargo Advisors channels, the same 75%+ owner on both Schedule As around the move, or one name the other with a word added) it is a channel change, listed only when asked for and never counted as a team in or out.Corporate re-registrations (hundreds of people moved to a new CRD in one month) are excluded before teams are formed.
7 teams
| Advisors | From | To | Branch | Type | Left |
|---|---|---|---|---|---|
| 22 | Strategic Advisers LLC national BD | Fidelity Personal Trust Company, Fsb unclassified | Westlake, Tx +7 | Other | Jul 13, 2018 |
| 9 | Strategic Advisers LLC national BD | Fidelity Personal Trust Company, Fsb unclassified | Boston, Ma +2 | Other | Jul 13, 2018 |
| 8 | Strategic Advisers LLC national BD | Fidelity Personal Trust Company, Fsb unclassified | Merrimack, Nh | Other | Jul 13, 2018 |
| 4 | S•••••••• A••••••• L•• national BD | F••••••• P••••••• T•••• C••••••• F•• unclassified | Ft Lauderdale, Fl +2 | Other | Jul 13, 2018 |
| 2 | S•••••••• A••••••• L•• national BD | F••••••• P••••••• T•••• C••••••• F•• unclassified | San Francisco, Ca +1 | Other | Jul 13, 2018 |
| 2 | S•••••••• A••••••• L•• national BD | F••••••• P••••••• T•••• C••••••• F•• unclassified | Reston, Va +1 | Other | Jul 13, 2018 |
| 9 | S•••••••• A••••••• L•• national BD | F••••••• P••••••• T•••• C••••••• F•• unclassified | Salt Lake City, Ut +1 | Other | Jul 12, 2018 over 1 d |
derived from registration dates
Page 1 of 1
The firm and advisor names past the first 3 rows are hidden. Open a row to reveal that record with a free account (5 a month), or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source is public either way.