RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Teams that joined Ausdal Financial Partners, Inc.
A team is two or more advisors whose registrations through one firm ended within fourteen days of each other, from branches in the same state, and who all registered next through the same other firm. The rule reads registration dates on IAPD and nothing else: no press, no name matching, no judgment about why. When the cluster carried half or more of the firm it left, or the destination filed a succession naming it, it is typed firm absorbed rather than lift-out. When the two CRDs are one enterprise (the same business name, as with the two Wells Fargo Advisors channels, the same 75%+ owner on both Schedule As around the move, or one name the other with a word added) it is a channel change, listed only when asked for and never counted as a team in or out. Corporate re-registrations (hundreds of people moved to a new CRD in one month) are excluded before teams are formed.
| Advisors | From | To | Branch | Type | Left |
|---|---|---|---|---|---|
| 3 | Moloney Securities Asset Management LLC BD affiliated | Ausdal Financial Partners, Inc. independent RIA | Osage Beach, Mo | Affiliated broker-dealer or bank to independent RIA | Aug 13, 2025 |
| 4 | Osaic Wealth, Inc. BD affiliated | Ausdal Financial Partners, Inc. independent RIA | Scottsdale, Az | Affiliated broker-dealer or bank to independent RIA | Jun 24, 2025 over 6 d |
| 4 | Osaic Wealth, Inc. BD affiliated | Ausdal Financial Partners, Inc. independent RIA | Canfield, Oh +2 | Affiliated broker-dealer or bank to independent RIA | Feb 20, 2025 over 21 d |
| 8 | Osaic Advisory Services, LLC BD affiliated | Ausdal Financial Partners, Inc. independent RIA | Atlanta, Ga | Affiliated broker-dealer or bank to independent RIA | Dec 5, 2024 over 12 d |
| 2 | Osaic Wealth, Inc. BD affiliated | Ausdal Financial Partners, Inc. independent RIA | Boynton Beach, Fl +1 | Affiliated broker-dealer or bank to independent RIA | Dec 5, 2024 over 10 d |
| 2 | Cornerstone Securities LLC independent RIA | Ausdal Financial Partners, Inc. other | Overland Park, Ks | Other | Oct 6, 2015 |
| 2 | Cambridge Investment Research Advisors, Inc. other | Ausdal Financial Partners, Inc. other | East Peoria, Il +1 | Other | Jun 4, 2015 over 7 d |