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RIA / WealthAdvisordual registered (broker-dealer)23 years in industry

John William Daniel

Advisor at NEW YORK LIFE INVESTMENT MANAGEMENT LLC

NEW YORK, NY | Atlanta, GA

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Search this name across graphsid dfx:ria:00208f36-96e5-7bed-6d0b-83fd1b9e04c3

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 10:56 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 1
On other graphs: 0
Observed: Feb 12, 2003 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: NEW YORK LIFE INVESTMENT MANAGEMENT LLC
Current firm class: asset managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Feb 12, 2003earliest registration or exam on IAPD
Years in industry: 23derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 5
Current registrations: 1
Registered states: 1
Exams: S66
First exam: Nov 5, 2013
First registration: Feb 12, 2003
Dual registered: yes, broker-dealer
Other names: JOHN WILLIAM DANIEL|JOHN W DANIEL
IAPD individual key: 4355000

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
NEW YORK LIFE INVESTMENT MANAGEMENT LLC	Asset manager	Jan 9, 2024	n/a	yes	Atlanta, GA\|NEW YORK, NY	Current employment
INVESCO ADVISERS, INC.	Asset manager	Sep 25, 2019	Jan 5, 2024	no	ATLANTA, GA	Previous registration
VIRTUS INVESTMENT ADVISERS, LLC	Asset manager	Nov 19, 2018	Jan 4, 2019	no	ATLANTA, GA\|HARTFORD, CT	Previous registration
VIRTUS CAPITAL ADVISERS, LLC	Other adviser	Feb 24, 2014	Nov 19, 2018	no	HARTFORD, CT\|ATLANTA, GA\|HARTFORD, CT	Previous registration
WELLS FARGO ADVISORS	Wirehouse	Nov 5, 2013	Feb 11, 2014	no	MARIETTA, GA\|ATLANTA, GA	Previous registration
MORGAN STANLEY DW INC.	n/a	Feb 12, 2003	Nov 14, 2003	no	ATLANTA, GA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
INVESCO ADVISERS, INC.	NEW YORK LIFE INVESTMENT MANAGEMENT LLC	Jan 5, 2024	Jan 9, 2024	4	Firm change	Other
VIRTUS INVESTMENT ADVISERS, LLC	INVESCO ADVISERS, INC.	Jan 4, 2019	Sep 25, 2019	264	Firm change	Other
VIRTUS CAPITAL ADVISERS, LLC	VIRTUS INVESTMENT ADVISERS, LLC	Nov 19, 2018	Nov 19, 2018	0	Channel change	Other
WELLS FARGO ADVISORS	VIRTUS CAPITAL ADVISERS, LLC	Feb 11, 2014	Feb 24, 2014	13	Firm change	Other
MORGAN STANLEY DW INC.	WELLS FARGO ADVISORS	Nov 14, 2003	Nov 5, 2013	3,644	Firm change after gap	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
107346:106982:CT:2018-11-19	Nov 19, 2018	Nov 19, 2018	HARTFORD, CT	Firm change

Relationships

Registered with (6)

→ NEW YORK LIFE INVESTMENT MANAGEMENT LLCRegistered adviserregistration: current employment
Jan 9, 2024 to presentfactForm ADV
→ INVESCO ADVISERS, INC.Registered adviserregistration: previous registration
Sep 25, 2019 to Jan 5, 2024factForm ADV
→ VIRTUS INVESTMENT ADVISERS, LLCRegistered adviserregistration: previous registration
Nov 19, 2018 to Jan 4, 2019factForm ADV
→ VIRTUS CAPITAL ADVISERS, LLCRegistered adviserregistration: previous registration
Feb 24, 2014 to Nov 19, 2018factForm ADV
→ WELLS FARGO ADVISORSRegistered adviserregistration: previous registration
Nov 5, 2013 to Feb 11, 2014factForm ADV
→ MORGAN STANLEY DW INC.Registered adviserregistration: previous registration
Feb 12, 2003 to Nov 14, 2003factForm ADV

Dated events

Occurred
Jan 5, 2024
Advisor changed firm
John William Daniel left Invesco Advisers, Inc. for New York Life Investment Management Llc (registered 2024-01-09)
Form ADVobserved 6 days ago