DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Registered advisor

John William Daniel

New York Life Investment Management LLCasset managerNew York, Ny dual registrantIAPD 4355000

Feed of 09/15/2026

Also filed as John William Daniel

At current firm

2 y

since Jan 9, 2024

In the industry

23 y

since Feb 12, 2003 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

New York Life Investment Management LLC asset manager current
since Jan 9, 2024 · Atlanta, Ga
Invesco Advisers, Inc. asset manager
Sep 25, 2019 to Jan 5, 2024 · Atlanta, Ga
Virtus Investment Advisers, LLC asset manager
Nov 19, 2018 to Jan 4, 2019 · Atlanta, Ga
Virtus Capital Advisers, LLC other
Feb 24, 2014 to Nov 19, 2018 · Hartford, Ct
Wells Fargo Advisors wirehouse
Nov 5, 2013 to Feb 11, 2014 · Marietta, Ga
Morgan Stanley Dw Inc. unclassified
Feb 12, 2003 to Nov 14, 2003 · Atlanta, Ga

Moves

a registration end followed by a registration begin elsewhere

Invesco Advisers, Inc. to New York Life Investment Management LLC
left Jan 5, 2024, registered Jan 9, 2024 (4 days) · Other
Virtus Investment Advisers, LLC to Invesco Advisers, Inc.
left Jan 4, 2019, registered Sep 25, 2019 (264 days) · Other
Virtus Capital Advisers, LLC to Virtus Investment Advisers, LLC
left Nov 19, 2018, registered Nov 19, 2018 (0 days) · channel change inside one enterprise, not a move · moved with a team
Wells Fargo Advisors to Virtus Capital Advisers, LLC
left Feb 11, 2014, registered Feb 24, 2014 (13 days) · Other
Morgan Stanley Dw Inc. to Wells Fargo Advisors
left Nov 14, 2003, registered Nov 5, 2013 (3644 days) · Other

Signals

John William Daniel left Invesco Advisers, Inc. for New York Life Investment Management Llc (registered 2024-01-09)
Jan 5, 2024 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Asset manager (funds and pooled vehicles)derived
Years in industry: 23derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address