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E•••••••• T•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor26 years in industry

E•••••••• T•••••

Advisor at C••• S••••• P•••••••

Palm Beach Gardens, FL | RICHMOND, VA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:0165495b-c325-198a-5059-aafed1acaeec

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 10:56 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 2
On other graphs: 0
Observed: Jun 15, 2002 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C••• S••••• P•••••••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Sep 15, 2000earliest registration or exam on IAPD
Years in industry: 26derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
C••• S••••• P•••••••	Bd affiliated wealth	Mar 26, 2026	n/a	yes	Palm Beach Gardens, FL\|RICHMOND, VA	Current employment
P•••••• W••••• M•••••••• L••	Former SEC adviser	May 12, 2022	Mar 31, 2026	no

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
P•••••• W••••• M•••••••• L••	C••• S••••• P•••••••	Mar 31, 2026	Mar 26, 2026	-5	Firm change	RIA to ibd
A••••••••• F•••••••• S•••••••• L••	P•••••• W••••• M•••••••• L••	May 4, 2022

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
308969:128545:FL:2026-03-31	Mar 31, 2026	Mar 26, 2026	PALM BEACH GARDENS, FL	Firm change

Relationships

Registered with (5)

→ C••• S••••• P•••••••Registered adviserregistration: current employment
Mar 26, 2026 to presentfactForm ADV
→ P•••••• W••••• M•••••••• L••Registered adviserregistration: previous registration
May 12, 2022 to Mar 31, 2026factForm ADV
→ A••••••••• F•••••••• S•••••••• L••Registered adviserregistration: previous registration
Aug 11, 2017 to May 4, 2022factForm ADV
→ A••••••• S••••••••• G••••• I•••

Dated events

Occurred
Mar 31, 2026
Advisor changed firm
E•••••••• T••••• left P•••••• W••••• M•••••••• L•• for C••• S••••• P••••••• (registered 2026-03-26)
Form ADVobserved 7 days ago
Occurred
May 4, 2022
Advisor changed firm
E•••••••• T••••• left A••••••••• F•••••••• S•••••••• L•• for P•••••• W••••• M•••••••• L•• (registered 2022-05-12)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:0165495b-c325-198a-5059-aafed1acaeec
First observed: Jun 15, 2002
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.