RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
E•••••••• T•••••
- C••• S••••• P••••••• BD affiliated currentsince Mar 26, 2026 · Palm Beach Gardens, Fl
- P•••••• W••••• M•••••••• L•• formerMay 12, 2022 to Mar 31, 2026 · Palm Beach Gardens, Fl
- A••••••••• F•••••••• S•••••••• L•• national BDAug 11, 2017 to May 4, 2022 · Palm Beach Gardens, Fl
- A••••••• S••••••••• G••••• I••• unclassifiedFeb 23, 2006 to May 2, 2007 · Palm Beach Gardens, Fl
- W•••• F•••• A••••••• wirehouseJun 15, 2002 to Sep 27, 2005 · West Palm Beach, Fl
- P•••••• W••••• M•••••••• L•• to C••• S••••• P•••••••left Mar 31, 2026, registered Mar 26, 2026 (-5 days) · RIA to affiliated broker-dealer or bank · moved with a team
- A••••••••• F•••••••• S•••••••• L•• to P•••••• W••••• M•••••••• L••left May 4, 2022, registered May 12, 2022 (8 days) · Affiliated broker-dealer or bank to independent RIA
- A••••••• S••••••••• G••••• I••• to A••••••••• F•••••••• S•••••••• L••left May 2, 2007, registered Aug 11, 2017 (3754 days) · Other
- W•••• F•••• A••••••• to A••••••• S••••••••• G••••• I•••left Sep 27, 2005, registered Feb 23, 2006 (149 days) · Other
- E•••••••• T••••• left P•••••• W••••• M•••••••• L•• for C••• S••••• P••••••• (registered 2026-03-26)Mar 31, 2026 · Advisor changed firm · fact
- E•••••••• T••••• left A••••••••• F•••••••• S•••••••• L•• for P•••••• W••••• M•••••••• L•• (registered 2022-05-12)May 4, 2022 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 26derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address