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Advisor at THE SIEKMANN COMPANY
Columbus, OH | CARMEL, IN | PLAIN CITY, OH
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| THE SIEKMANN COMPANY | State registered | Dec 26, 2025 | n/a | yes | PLAIN CITY, OH | Current employment |
| SHEPHERD FINANCIAL INVESTMENT ADVISORY LLC | Institutional manager | Mar 12, 2024 | n/a | yes | CARMEL, IN|Columbus, OH | Current employment |
| CAPITAL ANALYSTS | Bd affiliated wealth | Feb 23, 2024 | Feb 3, 2026 | no | Columbus, OH | Previous registration |
| LINCOLN INVESTMENT | Independent wealth | Feb 23, 2024 | Feb 3, 2026 | no | Fort Washington, PA|Columbus, OH|PALM BEACH GARDENS, FL | Previous registration |
| LPL FINANCIAL LLC | Bd affiliated wealth | Oct 1, 2019 | Feb 26, 2024 | no | NEW ALBANY, OH|NEW ALBANY, OH|CINCINNATI, OH | Previous registration |
| FSC SECURITIES CORPORATION | Former SEC adviser | Aug 24, 2017 | Oct 3, 2019 | no | NEW ALBANY, OH | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| CAPITAL ANALYSTS | SHEPHERD FINANCIAL INVESTMENT ADVISORY LLC | Feb 3, 2026 | Mar 12, 2024 | -693 | Firm change after gap | Other |
| LINCOLN INVESTMENT | CAPITAL ANALYSTS | Feb 3, 2026 | Feb 23, 2024 | -711 | Firm change after gap | RIA to ibd |
| LPL FINANCIAL LLC | LINCOLN INVESTMENT | Feb 26, 2024 | Feb 23, 2024 | -3 | Firm change | Ibd to RIA |
| FSC SECURITIES CORPORATION | LPL FINANCIAL LLC | Oct 3, 2019 | Oct 1, 2019 | -2 | Firm change | Ibd to ibd |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 7461:6413:OH:2019-10-03 | Oct 3, 2019 | Oct 1, 2019 | NEW ALBANY, OH | Firm change |