DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Registered advisor

Brent William Soller

The Siekmann Companystate registeredColumbus, Oh IA-onlyIAPD 6733702

Certified Financial Planner

Feed of 09/15/2026

At current firm

2 y

since Mar 12, 2024

In the industry

10 y

since Jul 1, 2016 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

n/a

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

The Siekmann Company state registered current
since Dec 26, 2025 · Plain City, Oh
Shepherd Financial Investment Advisory LLC institutional current
since Mar 12, 2024 · Carmel, In
Capital Analysts BD affiliated
Feb 23, 2024 to Feb 3, 2026 · Columbus, Oh
Lincoln Investment independent RIA
Feb 23, 2024 to Feb 3, 2026 · Fort Washington, Pa
LPL Financial LLC BD affiliated
Oct 1, 2019 to Feb 26, 2024 · New Albany, Oh
Fsc Securities Corporation former
Aug 24, 2017 to Oct 3, 2019 · New Albany, Oh

Moves

a registration end followed by a registration begin elsewhere

Capital Analysts to Shepherd Financial Investment Advisory LLC
left Feb 3, 2026, registered Mar 12, 2024 (-693 days) · Other
Lincoln Investment to Capital Analysts
left Feb 3, 2026, registered Feb 23, 2024 (-711 days) · RIA to affiliated broker-dealer or bank
LPL Financial LLC to Lincoln Investment
left Feb 26, 2024, registered Feb 23, 2024 (-3 days) · Affiliated broker-dealer or bank to independent RIA
Fsc Securities Corporation to LPL Financial LLC
left Oct 3, 2019, registered Oct 1, 2019 (-2 days) · Affiliated broker-dealer or bank to another · moved with a team

Signals

Brent William Soller left Lincoln Investment for Shepherd Financial Investment Advisory Llc (registered 2024-03-12)
Feb 3, 2026 · Advisor changed firm · fact
Brent William Soller left Capital Analysts for Lincoln Investment (registered 2024-02-23)
Feb 3, 2026 · Advisor changed firm · fact
Brent William Soller left Lpl Financial Llc for Capital Analysts (registered 2024-02-23)
Feb 26, 2024 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: STATE REGISTEREDderived
Years in industry: 10derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address