DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

P•••• D•••••• D••••••••

W••••• E••••••••• A••••••• S•••••••• L••BD affiliatedLos Angeles, Ca dual registrantIAPD 2828358

Feed of 09/15/2026

Also filed as Peter D Demartino

At current firm

4 y

since Apr 25, 2022

In the industry

27 y

since Nov 25, 1998 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66, S65, S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

W••••• E••••••••• A••••••• S•••••••• L•• BD affiliated current
since Apr 25, 2022 · Los Angeles, Ca
R••••••••• P••••••• O• A•••••• independent RIA
Apr 6, 2021 to May 2, 2022 · Woodland Hills, Ca
M••••• S•••••• wirehouse
Feb 1, 2019 to Apr 20, 2021 · Woodland Hills, Ca
F••••• I••••••••• independent RIA
Aug 4, 2014 to Jul 19, 2016 · Thousand Oaks, Ca
G••••• C•••••• M••••••••• independent RIA
Jun 5, 2014 to Aug 6, 2014 · Los Angeles, Ca
G••••• A••••••• L•• independent RIA
Jun 5, 2014 to Aug 6, 2014 · Los Angeles, Ca
C•••••• S••••• • C••• I••• national BD
Jan 27, 2009 to Sep 18, 2012 · Oxnard, Ca
T•• M••••• F••• S•••• unclassified
Dec 4, 2007 to Apr 15, 2008 · Overland Park, Ks
H•••••• C•••••• M••••••••• I•• mixed wealth
Mar 29, 2006 to Nov 19, 2007 · Thousand Oaks, Ca
S•••••••• A••••••• L•• national BD
Nov 25, 1998 to Mar 1, 2004 · Woodland Hills, Ca

Moves

a registration end followed by a registration begin elsewhere

R••••••••• P••••••• O• A•••••• to W••••• E••••••••• A••••••• S•••••••• L••
left May 2, 2022, registered Apr 25, 2022 (-7 days) · RIA to affiliated broker-dealer or bank
M••••• S•••••• to R••••••••• P••••••• O• A••••••
left Apr 20, 2021, registered Apr 6, 2021 (-14 days) · Wirehouse to independent RIA
F••••• I••••••••• to M••••• S••••••
left Jul 19, 2016, registered Feb 1, 2019 (927 days) · Other
G••••• C•••••• M••••••••• to F••••• I•••••••••
left Aug 6, 2014, registered Aug 4, 2014 (-2 days) · Other
G••••• A••••••• L•• to G••••• C•••••• M•••••••••
left Aug 6, 2014, registered Jun 5, 2014 (-62 days) · Other
C•••••• S••••• • C••• I••• to G••••• A••••••• L••
left Sep 18, 2012, registered Jun 5, 2014 (625 days) · Other
T•• M••••• F••• S•••• to C•••••• S••••• • C••• I•••
left Apr 15, 2008, registered Jan 27, 2009 (287 days) · Other
H•••••• C•••••• M••••••••• I•• to T•• M••••• F••• S••••
left Nov 19, 2007, registered Dec 4, 2007 (15 days) · Other
S•••••••• A••••••• L•• to H•••••• C•••••• M••••••••• I••
left Mar 1, 2004, registered Mar 29, 2006 (758 days) · Other

Signals

P•••• D•••••• D•••••••• left R••••••••• P••••••• O• A•••••• for W••••• E••••••••• A••••••• S•••••••• L•• (registered 2022-04-25)
May 2, 2022 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 27derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address