DFX Intelligence
Reading the graph
Reading the graph
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Advisor at F••••• M••••• W••••• A•••••••• L••
••• Locked
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| F••••• M••••• W••••• A•••••••• L•• | Independent wealth | Oct 9, 2025 | n/a | yes | New York City, NY|SPRINGFIELD, MO|Iselin, NJ|Fort Washington, PA | Current employment |
| V••••• W••••• M•••••••• I••• | Independent wealth | Jul 27, 2023 | Sep 22, 2025 | no | New York, NY|PARAMUS, NJ |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| V••••• W••••• M•••••••• I••• | F••••• M••••• W••••• A•••••••• L•• | Sep 22, 2025 | Oct 9, 2025 | 17 | Firm change | RIA to RIA |
| V••••• F•••••••• M••••••••• I••• | V••••• W••••• M•••••••• I••• | Jul 26, 2023 | Jul 27, 2023 |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 105387:108879:NY:2023-07-26 | Jul 26, 2023 | Jul 27, 2023 | NEW YORK, NY | Firm change |
| V••••• F•••••••• M••••••••• I••• | Bd affiliated wealth | Jul 8, 2019 | Jul 26, 2023 | no | NEW YORK, NY|NEW YORK, NY|New York, NY | Previous registration |
| A••••• A•• P••••••• S••••••• | Bd affiliated wealth | May 16, 2014 | Jan 16, 2019 | no | ROSELAND, NJ | Previous registration |
| T• A••••••••• I••••••••• M••••••••• L•• | Former SEC adviser | Sep 8, 2008 | May 6, 2014 | no | SHORT HILLS, NJ | Previous registration |
| T• A••••••••• I••• | Former SEC adviser | Sep 8, 2008 | May 6, 2014 | no | SHORT HILLS, NJ | Previous registration |
| B••• O• A•••••• I••••••••• S•••••••• I••• | n/a | Jun 7, 2007 | Sep 3, 2008 | no | LAKEWOOD, NJ | Previous registration |
| 1 |
| Firm change |
| Ibd to RIA |
| A••••• A•• P••••••• S••••••• | V••••• F•••••••• M••••••••• I••• | Jan 16, 2019 | Jul 8, 2019 | 173 | Firm change | Ibd to ibd |
| T• A••••••••• I••• | T• A••••••••• I••••••••• M••••••••• L•• | May 6, 2014 | Sep 8, 2008 | -2,066 | Channel change | Other |
| T• A••••••••• I••••••••• M••••••••• L•• | A••••• A•• P••••••• S••••••• | May 6, 2014 | May 16, 2014 | 10 | Firm change | Other |
| B••• O• A•••••• I••••••••• S•••••••• I••• | T• A••••••••• I••• | Sep 3, 2008 | Sep 8, 2008 | 5 | Firm change | Other |