DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Brian Mark Stigliano
Certified Financial Planner
Feed of 09/15/2026
Also filed as Brian M Stigliano
At current firm
0 y
since Oct 9, 2025
In the industry
21 y
since Sep 10, 2005 (earliest exam, job or registration)
Prior registered firms
6
IAPD previous registrations
State registrations
3
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
2
dated events on this person
Registration history
IAPD current and previous registrations
- Forvis Mazars Wealth Advisors, LLC independent RIA currentsince Oct 9, 2025 · New York City, Ny
- Valley Wealth Managers, Inc. independent RIAJul 27, 2023 to Sep 22, 2025 · New York, Ny
- Valley Financial Management, Inc. BD affiliatedJul 8, 2019 to Jul 26, 2023 · New York, Ny
- Advice And Planning Services BD affiliatedMay 16, 2014 to Jan 16, 2019 · Roseland, Nj
- Td Ameritrade Investment Management, LLC formerSep 8, 2008 to May 6, 2014 · Short Hills, Nj
- Td Ameritrade, Inc. formerSep 8, 2008 to May 6, 2014 · Short Hills, Nj
- Banc Of America Investment Services, Inc. unclassifiedJun 7, 2007 to Sep 3, 2008 · Lakewood, Nj
Moves
a registration end followed by a registration begin elsewhere
- Valley Wealth Managers, Inc. to Forvis Mazars Wealth Advisors, LLCleft Sep 22, 2025, registered Oct 9, 2025 (17 days) · RIA to RIA
- Valley Financial Management, Inc. to Valley Wealth Managers, Inc.left Jul 26, 2023, registered Jul 27, 2023 (1 days) · Affiliated broker-dealer or bank to independent RIA · moved with a team
- Advice And Planning Services to Valley Financial Management, Inc.left Jan 16, 2019, registered Jul 8, 2019 (173 days) · Affiliated broker-dealer or bank to another
- Td Ameritrade, Inc. to Td Ameritrade Investment Management, LLCleft May 6, 2014, registered Sep 8, 2008 (-2066 days) · channel change inside one enterprise, not a move
- Td Ameritrade Investment Management, LLC to Advice And Planning Servicesleft May 6, 2014, registered May 16, 2014 (10 days) · Other
- Banc Of America Investment Services, Inc. to Td Ameritrade, Inc.left Sep 3, 2008, registered Sep 8, 2008 (5 days) · Other
Signals
- Brian Mark Stigliano left Valley Wealth Managers, Inc. for Forvis Mazars Wealth Advisors, Llc (registered 2025-10-09)Sep 22, 2025 · Advisor changed firm · fact
- Brian Mark Stigliano left Valley Financial Management, Inc. for Valley Wealth Managers, Inc. (registered 2023-07-27)Jul 26, 2023 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 21derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address