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RIA / WealthRegistered adviserno raum reportedSEC registeredRAUM none

BERNSTEIN INSTITUTIONAL SERVICES LLC

CRD 317807

NEW YORK, NY

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Search this name across graphsid dfx:ria:039b8aeb-b775-3981-967f-971a8f253d66

Data as of May 4, 2026 (this record's last observation) from federal regulator filings. Page built Sep 18, 2026, 11:20 PM UTC and rebuilt at most every 15 minutes.

Relationships: 39
Dated events: 4
On other graphs: 0
Observed: Jan 5, 2024 to May 4, 2026
14 observations

Across DFX

owners resolved from Schedule A/B to their own records, measured by hand

Private Equityowner

Alliancebernstein L.P.

owned by this firm per Schedule A, named with its CRD in Item 7.A · confidence 90% · family precision 100%

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: no raum reportedderivedprivate_client_share=0.0 fund_share=0.0 institutional_share=0.0 related_bd=true related_bank=true bd_reps=223.0
Regulatory AUM: $0Item 5.F on the latest filing (2026-05-04); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $0
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Advisors on IAPD: 0
Employees: 282
Advisory employees: 92
Offices: 8Schedule D 1.F, beyond the principal office
Accounts: 0
SEC number: 801-129468
CRD: 317807
Filings on the tape: 14
First filed: Jan 5, 2024
Latest filed: May 4, 2026
Organised: Limited Liability Company, DE
Website: autonomous.com

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
ALLIANCE CAPITAL MANAGEMENT LLC	SOLE LLC MEMBER	E	yes	10/2021	Jan 5, 2024	Oct 17, 2024
ALLIANCEBERNSTEIN HOLDING L.P.	Member	C	yes	10/2021	May 1, 2024	Oct 17, 2024
ALLIANCEBERNSTEIN L.P.	SOLE MEMBER	E	yes	10/2021	Jan 5, 2024	Oct 17, 2024
BERNSTEIN NORTH AMERICA HOLDINGS LLC	SOLE LLC MEMBER	E	yes	04/2024	May 1, 2024	Oct 17, 2024
BERTAN, LAURENCE HUGH	CHIEF COMPLIANCE OFFICER	Na	yes	10/2021	Jan 5, 2024	Oct 17, 2024
EQUITABLE HOLDINGS INC.	Member	D	yes	10/2021	May 1, 2024	Oct 17, 2024
HEATH, THOMAS	PRINCIPAL OPERATIONS OFFICER	Na	yes	09/2024	Oct 8, 2024	Oct 17, 2024
KEYES-GREVELIS, STEPHEN N	HEAD OF SALES	Na	yes	04/2023	Jan 5, 2024	Oct 17, 2024
LILES, DAVID ALLEN	HEAD OF TRADING	Na	yes	04/2023	Jan 5, 2024	Oct 17, 2024
MCGRANAHAN, COLIN A	HEAD OF RESEARCH	Na	yes	04/2023	Jan 5, 2024	Oct 17, 2024
RHEE, KIHO	CHIEF FINANCIAL OFFICER / FINOP	Na	yes	07/2024	Oct 8, 2024	Oct 17, 2024
SCB GLOBAL HOLDINGS LLC	Member	D	yes	04/2024	Jan 5, 2024	Oct 17, 2024
VAN BRUGGE, ROBERT PIETER	CHIEF EXECUTIVE OFFICER	Na	yes	10/2021	Jan 5, 2024	Oct 17, 2024

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page; showing 40 of 51

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
ALLIANCEBERNSTEIN L.P.	n/a	Other adviser	$763B	Y	yes	n/a
EQUITABLE INVESTMENT MANAGEMENT GROUP, LLC	n/a	Asset manager	$167B	N	yes	n/a
EQUITABLE ADVISORS, LLC	n/a	National bd RIA	$42B	N	yes	n/a
AB CARVAL INVESTORS, LP	n/a	Asset manager	$18B	Y	no	n/a
AB PRIVATE CREDIT INVESTORS LLC	n/a	Asset manager	$11B	N	yes	n/a
PLANMEMBER SECURITIES CORPORATION	n/a	Independent wealth	$10B	N	yes	n/a
AB BROADLY SYNDICATED LOAN MANAGER LLC	n/a	Asset manager	$2.6B	N	yes	n/a
AB CUSTOM ALTERNATIVE SOLUTIONS LLC	n/a	Institutional manager	$1.4B	N	yes	n/a
SANFORD C. BERNSTEIN & CO., LLC	n/a	Other adviser	$1.2B	N	yes	n/a
PENN INVESTMENT ADVISORS, INC.	n/a	Former SEC adviser	$574M	N	yes	n/a
ALLIANCEBERNSTEIN CORPORATION	n/a	No RAUM reported	$0	Y	no	n/a
ALLIANCEBERNSTEIN HOLDING L.P.	n/a	No RAUM reported	$0	N	yes	n/a
PLANMEMBER ASSET MANAGEMENT CORPORATION	n/a	No RAUM reported	$0	N	yes	n/a
AB (SHANGHAI) INVESTMENT MANAGEMENT CO., LTD.	n/a	n/a	n/a	N	yes	n/a
AB (SHANGHAI) OVERSEAS INVESTMENT FUND MANAGEMENT CO., LTD	n/a	n/a	n/a	N	yes	n/a
AB BERNSTEIN ISRAEL LTD.	n/a	n/a	n/a	N	yes	n/a
AB TRUST COMPANY, LLC	n/a	n/a	n/a	N	yes	n/a
ALLIANCEBERNSTEIN (LUXEMBOURG) S.A.R.L.	n/a	n/a	n/a	N	yes	n/a
ALLIANCEBERNSTEIN (SINGAPORE) LIMITED	n/a	n/a	n/a	N	yes	n/a
ALLIANCEBERNSTEIN ADMINISTRADORA DE CARTEIRAS (BRASIL) LTDA.	n/a	n/a	n/a	N	yes	n/a
ALLIANCEBERNSTEIN ASSET MANAGEMENT (KOREA) LTD.	n/a	n/a	n/a	N	yes	n/a
ALLIANCEBERNSTEIN AUSTRALIA LIMITED	n/a	n/a	n/a	N	yes	n/a
ALLIANCEBERNSTEIN CANADA INC.	n/a	n/a	n/a	N	yes	n/a
ALLIANCEBERNSTEIN HONG KONG LIMITED	n/a	n/a	n/a	N	yes	n/a
ALLIANCEBERNSTEIN INVESTMENTS, INC.	n/a	n/a	n/a	N	yes	n/a
ALLIANCEBERNSTEIN JAPAN LTD.	n/a	n/a	n/a	N	yes	n/a
ALLIANCEBERNSTEIN LIMITED	n/a	n/a	n/a	N	yes	n/a
BERNSTEIN AUTONOMOUS LLP	n/a	n/a	n/a	N	yes	n/a
BOURSORAMA (SA)	n/a	n/a	n/a	N	yes	n/a
CPH CAPITAL FONDSMAEGLERSELSKAB A/S	n/a	n/a	n/a	N	yes	n/a
EQUITABLE DISTRIBUTORS, LLC	n/a	n/a	n/a	N	yes	n/a
EQUITABLE FINANCIAL LIFE INSURANCE COMPANY	n/a	n/a	n/a	Y	no	n/a
EQUITABLE FINANCIAL SERVICES COMPANY OF AMERICA	n/a	n/a	n/a	N	yes	n/a
SANFORD C. BERNSTEIN (CANADA) LTD.	n/a	n/a	n/a	N	yes	n/a
SANFORD C. BERNSTEIN (HONG KONG) LIMITED	n/a	n/a	n/a	N	yes	n/a
SANFORD C. BERNSTEIN (SCHWEIZ) GMBH	n/a	n/a	n/a	N	yes	n/a
SG 29 HAUSSMANN	n/a	n/a	n/a	N	yes	n/a
SG AMERICAS SECURITIES, LLC	n/a	n/a	n/a	N	yes	n/a
SG OPTION EUROPE	n/a	n/a	n/a	N	yes	n/a
SG SECURITIES (HK) LIMITED	n/a	n/a	n/a	N	yes	n/a

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
n/a	n/a	n/a	1	yes

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line; showing 2 of 4

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Mar 31, 2026	$0	$0	282	92	8	n/a	n/a
2024	Apr 21, 2025	$0	$0	282	90	8	n/a	n/a

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$0	$0	n/a	n/a	n/a	282	282	8	8

Relationships

Affiliated with (26)

← EQUITABLE ADVISORS, LLCRegistered adviserother investment adviser, broker-dealer, common control
factForm ADV
← AB PRIVATE CREDIT INVESTORS LLCRegistered adviserother investment adviser, broker-dealer, common control
factForm ADV
← ALLIANCEBERNSTEIN L.P.Registered adviserother investment adviser, broker-dealer, common control
factForm ADV
→ SANFORD C. BERNSTEIN & CO., LLCRegistered adviserother investment adviser, broker-dealer, bank, common control
factForm ADV
→ ALLIANCEBERNSTEIN HOLDING L.P.Registered adviserother investment adviser, common control
factForm ADV
→ ALLIANCEBERNSTEIN CORPORATIONRegistered adviserother investment adviser, control
factForm ADV
→ ALLIANCEBERNSTEIN L.P.Registered adviserother investment adviser, bank, pooled vehicle sponsor, control, common control
factForm ADV
→ AB CUSTOM ALTERNATIVE SOLUTIONS LLCRegistered adviserother investment adviser, bank, common control
factForm ADV
→ PLANMEMBER SECURITIES CORPORATIONRegistered adviserother investment adviser, broker-dealer, common control
factForm ADV
→ AB CARVAL INVESTORS, LPRegistered adviserother investment adviser, control
factForm ADV
→ PENN INVESTMENT ADVISORS, INC.Registered adviserother investment adviser, common control
factForm ADV
→ EQUITABLE INVESTMENT MANAGEMENT GROUP, LLCRegistered adviserother investment adviser, bank, common control
factForm ADV
→ AB PRIVATE CREDIT INVESTORS LLCRegistered adviserother investment adviser, common control
factForm ADV
→ PLANMEMBER ASSET MANAGEMENT CORPORATIONRegistered adviserother investment adviser, broker-dealer, common control
factForm ADV
→ AB BROADLY SYNDICATED LOAN MANAGER LLCRegistered adviserother investment adviser, common control
factForm ADV
→ EQUITABLE ADVISORS, LLCRegistered adviserother investment adviser, broker-dealer, common control
factForm ADV
← SANFORD C. BERNSTEIN & CO., LLCRegistered adviserother investment adviser, broker-dealer, common control
factForm ADV
← ALLIANCEBERNSTEIN HOLDING L.P.Registered adviserother investment adviser, broker-dealer, common control
factForm ADV
← ALLIANCEBERNSTEIN CORPORATIONRegistered adviserother investment adviser, broker-dealer, common control
factForm ADV
← AB CUSTOM ALTERNATIVE SOLUTIONS LLCRegistered adviserother investment adviser, broker-dealer, common control
factForm ADV
← AB CARVAL INVESTORS, LPRegistered adviserother investment adviser, broker-dealer, common control
factForm ADV
← CARVAL CLO MANAGEMENT LLCRegistered adviserother investment adviser, broker-dealer, common control
factForm ADV
← AB BROADLY SYNDICATED LOAN MANAGER LLCRegistered adviserother investment adviser, broker-dealer, common control
factForm ADV
← EQUITABLE INVESTMENT MANAGEMENT GROUP, LLCRegistered adviserother investment adviser, broker-dealer, common control
factForm ADV
← EQUITABLE INVESTMENT MANAGEMENT, LLCRegistered adviserother investment adviser, broker-dealer, common control
factForm ADV
← W.P. STEWART ASSET MANAGEMENT LTD.Registered adviserother investment adviser, broker-dealer, common control
factForm ADV

Controls (13)

← ALLIANCEBERNSTEIN L.P.OwnerSOLE MEMBER, ownership code E, domestic entity
Jan 5, 2024 to Oct 17, 2024factForm ADV
← LILES, DAVID ALLENOwnerHEAD OF TRADING, ownership code NA, individual
Jan 5, 2024 to Oct 17, 2024factForm ADV
← BERTAN, LAURENCE HUGHOwnerCHIEF COMPLIANCE OFFICER, ownership code NA, individual
Jan 5, 2024 to Oct 17, 2024factForm ADV
← RHEE, KIHOOwnerCHIEF FINANCIAL OFFICER / FINOP, ownership code NA, individual
Oct 8, 2024 to Oct 17, 2024factForm ADV
← HEATH, THOMASOwnerPRINCIPAL OPERATIONS OFFICER, ownership code NA, individual
Oct 8, 2024 to Oct 17, 2024factForm ADV
← KEYES-GREVELIS, STEPHEN NOwnerHEAD OF SALES, ownership code NA, individual
Jan 5, 2024 to Oct 17, 2024factForm ADV
← MCGRANAHAN, COLIN AOwnerHEAD OF RESEARCH, ownership code NA, individual
Jan 5, 2024 to Oct 17, 2024factForm ADV
← VAN BRUGGE, ROBERT PIETEROwnerCHIEF EXECUTIVE OFFICER, ownership code NA, individual
Jan 5, 2024 to Oct 17, 2024factForm ADV
← ALLIANCE CAPITAL MANAGEMENT LLCOwnerSOLE LLC MEMBER, ownership code E, domestic entity
Jan 5, 2024 to Oct 17, 2024factForm ADV
← ALLIANCEBERNSTEIN HOLDING L.P.OwnerMEMBER, ownership code C, domestic entity
May 1, 2024 to Oct 17, 2024factForm ADV
← BERNSTEIN NORTH AMERICA HOLDINGS LLCOwnerSOLE LLC MEMBER, ownership code E, domestic entity
May 1, 2024 to Oct 17, 2024factForm ADV
← EQUITABLE HOLDINGS INC.OwnerMEMBER, ownership code D, domestic entity
May 1, 2024 to Oct 17, 2024factForm ADV
← SCB GLOBAL HOLDINGS LLCOwnerMEMBER, ownership code D, domestic entity
Jan 5, 2024 to Oct 17, 2024factForm ADV

Dated events

Occurred
Oct 8, 2024
Control person joined
Kiho Rhee (Chief Financial Officer / Finop) appeared on Schedule A of Bernstein Institutional Services Llc
Form ADVobserved 3 days ago
Occurred
Oct 8, 2024
Control person joined
Thomas Heath (Principal Operations Officer) appeared on Schedule A of Bernstein Institutional Services Llc
Form ADVobserved 3 days ago
Occurred
Oct 8, 2024
Control person left
Thomas William O'Keefe (Chief Financial Officer; Principal Financial Officer; Finop) no longer on Schedule A of Bernstein Institutional Services Llc (listed 2024-08-13, absent 2024-10-08)
Form ADVobserved 3 days ago
Occurred
Jan 5, 2024
First Form ADV filing
Bernstein Institutional Services Llc filed its initial SEC registration (Form ADV)
Form ADVobserved 3 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:039b8aeb-b775-3981-967f-971a8f253d66
First observed: Jan 5, 2024
Last observed: May 4, 2026 4 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

BERNSTEIN INSTITUTIONAL SERVICES LLC

CRD 317807

NEW YORK, NY

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:039b8aeb-b775-3981-967f-971a8f253d66

Data as of May 4, 2026 (this record's last observation) from federal regulator filings. Page built Sep 18, 2026, 11:20 PM UTC and rebuilt at most every 15 minutes.

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

ALLIANCE CAPITAL MANAGEMENT LLC

SOLE LLC MEMBER

yes

10/2021

Jan 5, 2024

Oct 17, 2024

ALLIANCEBERNSTEIN HOLDING L.P.

Member

yes

10/2021

May 1, 2024

Oct 17, 2024

ALLIANCEBERNSTEIN L.P.

SOLE MEMBER

yes

10/2021

Jan 5, 2024

Oct 17, 2024

BERNSTEIN NORTH AMERICA HOLDINGS LLC

SOLE LLC MEMBER

yes

04/2024

May 1, 2024

Oct 17, 2024

BERTAN, LAURENCE HUGH

CHIEF COMPLIANCE OFFICER

yes

10/2021

Jan 5, 2024

Oct 17, 2024

EQUITABLE HOLDINGS INC.

Member

yes

10/2021

May 1, 2024

Oct 17, 2024

HEATH, THOMAS

PRINCIPAL OPERATIONS OFFICER

yes

09/2024

Oct 8, 2024

Oct 17, 2024

KEYES-GREVELIS, STEPHEN N

HEAD OF SALES

yes

04/2023

Jan 5, 2024

Oct 17, 2024

LILES, DAVID ALLEN

HEAD OF TRADING

yes

04/2023

Jan 5, 2024

Oct 17, 2024

MCGRANAHAN, COLIN A

HEAD OF RESEARCH

yes

04/2023

Jan 5, 2024

Oct 17, 2024

RHEE, KIHO

CHIEF FINANCIAL OFFICER / FINOP

yes

07/2024

Oct 8, 2024

Oct 17, 2024

SCB GLOBAL HOLDINGS LLC

Member

yes

04/2024

Jan 5, 2024

Oct 17, 2024

VAN BRUGGE, ROBERT PIETER

CHIEF EXECUTIVE OFFICER

yes

10/2021

Jan 5, 2024

Oct 17, 2024

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

ALLIANCEBERNSTEIN L.P.

n/a

Other adviser

$763B

yes

n/a

EQUITABLE INVESTMENT MANAGEMENT GROUP, LLC

n/a

Asset manager

$167B

yes

n/a

EQUITABLE ADVISORS, LLC

n/a

National bd RIA

$42B

yes

n/a

AB CARVAL INVESTORS, LP

n/a

Asset manager

$18B

n/a

AB PRIVATE CREDIT INVESTORS LLC

n/a

Asset manager

$11B

yes

n/a

PLANMEMBER SECURITIES CORPORATION

n/a

Independent wealth

$10B

yes

n/a

AB BROADLY SYNDICATED LOAN MANAGER LLC

n/a

Asset manager

$2.6B

yes

n/a

AB CUSTOM ALTERNATIVE SOLUTIONS LLC

n/a

Institutional manager

$1.4B

yes

n/a

SANFORD C. BERNSTEIN & CO., LLC

n/a

Other adviser

$1.2B

yes

n/a

PENN INVESTMENT ADVISORS, INC.

n/a

Former SEC adviser

$574M

yes

n/a

ALLIANCEBERNSTEIN CORPORATION

n/a

No RAUM reported

n/a

ALLIANCEBERNSTEIN HOLDING L.P.

n/a

No RAUM reported

yes

n/a

PLANMEMBER ASSET MANAGEMENT CORPORATION

n/a

No RAUM reported

yes

n/a

AB (SHANGHAI) INVESTMENT MANAGEMENT CO., LTD.

n/a

yes

n/a

AB (SHANGHAI) OVERSEAS INVESTMENT FUND MANAGEMENT CO., LTD

n/a

yes

n/a

AB BERNSTEIN ISRAEL LTD.

n/a

yes

n/a

AB TRUST COMPANY, LLC

n/a

yes

n/a

ALLIANCEBERNSTEIN (LUXEMBOURG) S.A.R.L.

n/a

yes

n/a

ALLIANCEBERNSTEIN (SINGAPORE) LIMITED

n/a

yes

n/a

ALLIANCEBERNSTEIN ADMINISTRADORA DE CARTEIRAS (BRASIL) LTDA.

n/a

yes

n/a

ALLIANCEBERNSTEIN ASSET MANAGEMENT (KOREA) LTD.

n/a

yes

n/a

ALLIANCEBERNSTEIN AUSTRALIA LIMITED

n/a

yes

n/a

ALLIANCEBERNSTEIN CANADA INC.

n/a

yes

n/a

ALLIANCEBERNSTEIN HONG KONG LIMITED

n/a

yes

n/a

ALLIANCEBERNSTEIN INVESTMENTS, INC.

n/a

yes

n/a

ALLIANCEBERNSTEIN JAPAN LTD.

n/a

yes

n/a

ALLIANCEBERNSTEIN LIMITED

n/a

yes

n/a

BERNSTEIN AUTONOMOUS LLP

n/a

yes

n/a

BOURSORAMA (SA)

n/a

yes

n/a

CPH CAPITAL FONDSMAEGLERSELSKAB A/S

n/a

yes

n/a

EQUITABLE DISTRIBUTORS, LLC

n/a

yes

n/a

EQUITABLE FINANCIAL LIFE INSURANCE COMPANY

n/a

EQUITABLE FINANCIAL SERVICES COMPANY OF AMERICA

n/a

yes

n/a

SANFORD C. BERNSTEIN (CANADA) LTD.

n/a

yes

n/a

SANFORD C. BERNSTEIN (HONG KONG) LIMITED

n/a

yes

n/a

SANFORD C. BERNSTEIN (SCHWEIZ) GMBH

n/a

yes

n/a

SG 29 HAUSSMANN

n/a

yes

n/a

SG AMERICAS SECURITIES, LLC

n/a

yes

n/a

SG OPTION EUROPE

n/a

yes

n/a

SG SECURITIES (HK) LIMITED

n/a

yes

n/a

City

State

Country

Employees

Also broker-dealer

n/a

yes

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Mar 31, 2026

282

n/a

2024

Apr 21, 2025

282

n/a

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

n/a

282