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CRD 141819
MINNEAPOLIS, MN
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
| Fund | Type | Reported GAV | As of | Owners | First reported | Status | Form D file |
|---|---|---|---|---|---|---|---|
| CVI CVF V POOLING FUND II LP | Hedge Fund | $4.1B | Nov 6, 2024 | 229 | Jul 30, 2020 | reported | 021-368366 |
| CVI CVF IV MASTER FUND II LP | Hedge Fund | $2.5B | Nov 6, 2024 | 138 | Sep 25, 2017 | reported | 021-296835 |
| CVI AA MASTER FUND II LP | Hedge Fund | $835M | Nov 6, 2024 | 27 | Jan 27, 2014 | reported | n/a |
| CVI CVF III MASTER FUND II LP | Hedge Fund | $639M | Nov 6, 2024 | 113 | Dec 17, 2014 | reported | 021-226537 |
| CVIC MASTER FUND LP | Hedge Fund | $592M | Nov 6, 2024 | 256 | Mar 29, 2012 | reported | 021-168804 |
| CENTRE STREET CARVAL PARTNERSHIP LP | Hedge Fund | $471M | Nov 6, 2024 | 8 | Jul 29, 2022 | reported | n/a |
| CVI CVF V POOLING FUND I LP | Hedge Fund | $460M | Nov 6, 2024 | 229 | Jul 30, 2020 | reported | 021-368366 |
| CARVAL CONTINGENT CREDIT FUND LP | Hedge Fund | $395M | Nov 6, 2024 | 2 | Dec 20, 2019 | reported | n/a |
| CARVAL GCF MASTER FUND II LP | Hedge Fund | $376M | Nov 6, 2024 | 61 | Sep 25, 2014 | reported | 021-221138 |
| CVI CCOF MASTER FUND I LP | Hedge Fund | $375M | Nov 6, 2024 | 6 | Sep 19, 2019 | reported | n/a |
| CVI CVF SINGAPORE HOLDINGS VCC | Hedge Fund | $357M | Nov 6, 2024 | 10 | Jan 29, 2021 | reported | n/a |
| CVI CVF V POOLING FUND III LP | Hedge Fund | $332M | Nov 6, 2024 | 229 | Mar 31, 2023 | reported | 021-368366 |
| CVI CVF IV MASTER FUND I LP | Hedge Fund | $319M | Nov 6, 2024 | 138 | Sep 25, 2017 | reported | 021-296837 |
| CVI CEF MASTER FUND III LP | Hedge Fund | $307M | Nov 6, 2024 | 47 | Jan 24, 2020 | reported | 021-358219 |
| CVI AIF MASTER FUND II LP | Hedge Fund | $283M | Nov 6, 2024 | 28 | Dec 20, 2019 | reported | n/a |
| CVI AV MASTER FUND II LP | Hedge Fund | $243M | Nov 6, 2024 | 18 | Mar 20, 2017 | reported | n/a |
| CVI CVF IV MASTER FUND III LP | Hedge Fund | $237M | Nov 6, 2024 | 138 | Sep 25, 2017 | reported | 021-296835 |
| CVI CEF II POOLING FUND II LP | Hedge Fund | $207M | Nov 6, 2024 | 376 | Jul 29, 2022 | reported | n/a |
| CVI CVF II MASTER FUND II LP | Hedge Fund | $190M | Nov 6, 2024 | 48 | Dec 7, 2012 | reported | 021-187177 |
| CVI CEF II POOLING FUND I LP | Hedge Fund | $171M | Nov 6, 2024 | 376 | Jul 29, 2022 | reported | n/a |
| CVI CEF II POOLING FUND III LP | Hedge Fund | $169M | Nov 6, 2024 | 376 | Jul 29, 2022 | reported | n/a |
| CVI CSF MASTER FUND I LP | Hedge Fund | $168M | Nov 6, 2024 | 7 | Jul 29, 2022 | reported | n/a |
| CVI CEF MASTER FUND I LP | Hedge Fund | $156M | Nov 6, 2024 | 47 | Jan 24, 2020 | reported | 021-358219 |
| CVI CVF III MASTER FUND I LP | Hedge Fund | $155M | Nov 6, 2024 | 113 | Dec 17, 2014 | reported | 021-226537 |
| CVI CPT FUND I LTD | Hedge Fund | $145M | Nov 6, 2024 | 3 | Jul 29, 2022 | reported | n/a |
| Owner | Title | Ownership code | Control person | Acquired | First seen | Last seen |
|---|---|---|---|---|---|---|
| ALLIANCEBERNSTEIN CORPORATION | GENERAL PARTNER | F | yes | 10/1999 | Jul 29, 2022 | Nov 6, 2024 |
| ALLIANCEBERNSTEIN HOLDING L.P. | LIMITED PARTNER | C | yes | 10/1999 | Jul 29, 2022 | Nov 6, 2024 |
| ALLIANCEBERNSTEIN L.P. | GENERAL PARTNER | E | yes | 07/2022 | Jul 29, 2022 | Nov 6, 2024 |
| ALPHA UNITS HOLDINGS INC | LIMITED PARTNER | C | yes | 05/2018 | Jul 29, 2022 | Nov 6, 2024 |
| BOGART, MATTHEW, ROBERT | GENERAL COUNSEL | Na | yes | 08/2007 | Mar 29, 2012 | Nov 6, 2024 |
| DETOR, LUCAS, KOLE | MANAGING PRINCIPAL | Na | yes | 06/2017 | Jul 1, 2016 | Nov 6, 2024 |
| EQUITABLE HOLDINGS INC | Shareholder | E | yes | 06/2020 | Jul 29, 2022 | Nov 6, 2024 |
| GANLEY, JAMES, PATRICK | MANAGING PRINCIPAL | Na | yes | 06/2016 | Jul 1, 2016 | Nov 6, 2024 |
| GUNDERSON, JODY, ANN | MANAGING PRINCIPAL | Na | yes | 06/2016 | Jul 1, 2016 | Nov 6, 2024 |
| HEDBERG, CHRISTOPHER, JOHN | CHIEF OPERATING OFFICER | Na | yes | 01/2017 | Aug 25, 2017 | Nov 6, 2024 |
| MORRIS, BRANDYNN, YOUNG | CHIEF FINANCIAL OFFICER | Na | yes | 01/2023 | Mar 31, 2023 | Nov 6, 2024 |
| OBERG, CHRISTIE, RAMONA FARRIS | CHIEF COMPLIANCE OFFICER | Na | yes | 07/2022 | Jul 29, 2022 | Nov 6, 2024 |
| Related person | Type | Class on the graph | Its RAUM | Control | Common control | State |
|---|---|---|---|---|---|---|
| ALLIANCEBERNSTEIN L.P. | n/a | Other adviser | $763B | Y | yes | n/a |
| EQUITABLE INVESTMENT MANAGEMENT GROUP, LLC | n/a | Asset manager | $167B | N | yes | n/a |
| EQUITABLE ADVISORS, LLC | n/a | National bd RIA | $42B | N | yes | n/a |
| AB PRIVATE CREDIT INVESTORS LLC | n/a | Asset manager | $11B | N | yes | n/a |
| PLANMEMBER SECURITIES CORPORATION | n/a | Independent wealth | $10B | N | yes | n/a |
| CARVAL CLO MANAGEMENT LLC | n/a | Asset manager | $7.3B | Y | yes | n/a |
| AB BROADLY SYNDICATED LOAN MANAGER LLC | n/a | Asset manager | $2.6B | N | yes | n/a |
| AB CUSTOM ALTERNATIVE SOLUTIONS LLC | n/a | Institutional manager | $1.4B | N | yes | n/a |
| SANFORD C. BERNSTEIN & CO., LLC | n/a | Other adviser | $1.2B | N | yes | n/a |
| PENN INVESTMENT ADVISORS, INC. | n/a | Former SEC adviser | $574M | N | yes | n/a |
| W.P. STEWART ASSET MANAGEMENT LTD. | n/a | Former SEC adviser | $266M | N | yes | n/a |
| ALLIANCEBERNSTEIN CORPORATION | n/a | No RAUM reported | $0 | Y | yes | n/a |
| ALLIANCEBERNSTEIN HOLDING L.P. | n/a | No RAUM reported | $0 | N | yes | n/a |
| BERNSTEIN INSTITUTIONAL SERVICES LLC | n/a | No RAUM reported | $0 | N | yes | n/a |
| PLANMEMBER ASSET MANAGEMENT CORPORATION | n/a | No RAUM reported | $0 | N | yes | n/a |
| AB (SHANGHAI) INVESTMENT MANAGEMENT CO., LTD. | n/a | n/a | n/a | N | yes | n/a |
| AB (SHANGHAI) OVERSEAS INVESTMENT FUND MANAGEMENT CO., LTD | n/a | n/a | n/a | N | yes | n/a |
| AB BERNSTEIN ISRAEL LTD. | n/a | n/a | n/a | N | yes | n/a |
| AB CARVAL ABF GP LP | n/a | n/a | n/a | Y | yes | n/a |
| AB TRUST COMPANY, LLC | n/a | n/a | n/a | N | yes | n/a |
| ALLIANCEBERNSTEIN (LUXEMBOURG) S.A. | n/a | n/a | n/a | N | yes | n/a |
| ALLIANCEBERNSTEIN (SINGAPORE) LIMITED | n/a | n/a | n/a | N | yes | n/a |
| ALLIANCEBERNSTEIN ADMINISTRADORA DE CARTEIRAS (BRASIL) LTDA. | n/a | n/a | n/a | N | yes | n/a |
| ALLIANCEBERNSTEIN ASSET MANAGEMENT (KOREA) LTD. | n/a | n/a | n/a | N | yes | n/a |
| ALLIANCEBERNSTEIN AUSTRALIA LIMITED | n/a | n/a | n/a | N | yes | n/a |
| ALLIANCEBERNSTEIN CANADA INC. | n/a | n/a | n/a | N | yes | n/a |
| ALLIANCEBERNSTEIN HONG KONG LIMITED | n/a | n/a | n/a | N | yes | n/a |
| ALLIANCEBERNSTEIN INVESTMENTS, INC. | n/a | n/a | n/a | N | yes | n/a |
| ALLIANCEBERNSTEIN JAPAN LTD. | n/a | n/a | n/a | N | yes | n/a |
| ALLIANCEBERNSTEIN LIMITED | n/a | n/a | n/a | N | yes | n/a |
| BERNSTEIN AUTONOMOUS RESEARCH LLP | n/a | n/a | n/a | N | yes | n/a |
| CARVAL AA GP LP | n/a | n/a | n/a | Y | yes | n/a |
| CARVAL AIF GP LP | n/a | n/a | n/a | Y | yes | n/a |
| CARVAL AV GP LP | n/a | n/a | n/a | Y | yes | n/a |
| CARVAL CCF GP LP | n/a | n/a | n/a | Y | yes | n/a |
| CARVAL CCOF CAYMAN GP LP | n/a | n/a | n/a | Y | yes | n/a |
| CARVAL CEF GP LP | n/a | n/a | n/a | Y | yes | n/a |
| CARVAL CHVF GP LP | n/a | n/a | n/a | Y | yes | n/a |
| CARVAL CVF GP LP | n/a | n/a | n/a | Y | yes | n/a |
| CARVAL CVF II GP LP | n/a | n/a | n/a | Y | yes | n/a |
| City | State | Country | Employees | Also broker-dealer |
|---|---|---|---|---|
| London | n/a | United Kingdom | 22 | no |
| NEW YORK | NY | United States | 18 | no |
| Singapore | n/a | Singapore | 3 | no |
| Fiscal year | Filed | RAUM | Discretionary | Employees | Advisory staff | Offices | Private funds | Fund GAV |
|---|---|---|---|---|---|---|---|---|
| 2025 | Mar 30, 2026 | $18B | $14B | 169 | 74 | 2 | 64 | n/a |
| 2024 | Apr 10, 2025 | $17B | $14B | 186 | 72 | 3 | 65 | n/a |
| 2023 | Mar 28, 2024 | $20B | $20B | 205 | 74 | 3 | 68 | $20B |
| 2022 | Mar 31, 2023 | $20B | $19B | 203 | 77 | 3 | 65 | $20B |
| 2021 | Mar 28, 2022 | $19B | $18B | 191 | 68 | 3 | 53 | $18B |
| 2020 | Mar 30, 2021 | $18B | $18B | 185 | 68 | 3 | 54 | $13B |
| 2019 | Mar 20, 2020 | $16B | $16B | 171 | 69 | 3 | 51 | $13B |
| 2018 | Aug 29, 2018 | $17B | $16B | 167 | 71 | 3 | 47 | $14B |
| 2017 | Aug 25, 2017 | $14B | $14B | 151 | 69 | n/a | 35 | $12B |
| 2016 | Aug 26, 2016 | $15B | $15B | 162 | 76 | n/a | 34 | $12B |
| 2015 | Aug 28, 2015 | $16B | $15B | 173 | 81 | n/a | 32 | $12B |
| 2014 | Aug 29, 2014 | $14B | $13B | 175 | 67 | n/a | 27 | $13B |
| 2013 | Aug 28, 2013 | $13B | $13B | 180 | 70 | n/a | 20 | $11B |
| 2012 | Aug 27, 2012 | $13B | $13B | n/a | n/a | n/a | 14 | $13B |
| Latest fiscal year | RAUM | A year earlier | 1y change | Three years earlier | 3y CAGR | Employees | A year earlier | Offices | A year earlier |
|---|---|---|---|---|---|---|---|---|---|
| 2025 | $18B | $17B | 10.0% | $20B | -2.0% | 169 | 186 | 2 | 3 |