DFX Intelligence

A• B•••••• S••••••••• L••• M•••••• L••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserasset managerSEC registeredRAUM 1b 10b

A• B•••••• S••••••••• L••• M•••••• L••

CRD 308135

NASHVILLE, TN

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Search this name across graphsid dfx:ria:e19c5a45-834f-0537-387d-f87d2eefa436

Data as of Mar 30, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 8:12 AM UTC and rebuilt at most every 15 minutes.

Relationships: 35
Dated events: 8
On other graphs: 1
Observed: Jul 7, 2020 to Mar 30, 2026
17 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Venture Capitalidentity

A• B•••••• S••••••••• L••• M•••••• L••

Venture manager · shared crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: asset managerderivedprivate_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=true related_bank=true bd_reps=0.0
Regulatory AUM: $2.6B••• Locked
Discretionary RAUM: $2.6B
Private client RAUM: $0derived••• Locked
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 1

Private funds

••• Locked

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
A• B•• C•• 1• L•••	Securitized Asset Fund	$621M	Mar 30, 2026	2	Mar 31, 2021	reported	n/a
A• B•• C•• 3• L•••	Securitized Asset Fund	$501M

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
A••••••• C•••••• M•••••••• L••	SOLE MEMBER	E	yes	01/2020	Jul 7, 2020	Mar 28, 2024
A••••••••• L•••	SOLE MEMBER	E	yes	01/2020	Jul 7, 2020	Mar 28, 2024

Affiliates (Item 7.A)

••• Locked

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
A••••••••• L•••	n/a	Other adviser	$763B	Y	no	n/a
E•••••••• I••••••••• M••••••••• G••••• L••	n/a	ASSET_M••••••	$167B	N	yes	n/a

Offices

••• Locked

City	State	Country	Employees	Also broker-dealer
NEW YORK	NY	United States	209	yes

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$2.6B	$1.7B	53.7%	$1.2B	28.3%	1	1	1	1

Relationships

Affiliated with (27)

← E•••••••• A•••••••• L••Registered adviserother investment adviser, common control
factForm ADV
← A• P•••••• C••••• I•••••••• L••Registered adviserother investment adviser, common control
factForm ADV
← A••••••••• L•••Registered adviserother investment adviser, control
factForm ADV
← B•••••••• I••••••••• S••••••• L••Registered adviserother investment adviser, common control

Dated events

Occurred
Mar 30, 2026
Regulatory AUM changed
••• Locked
Form ADVobserved 8 days ago
$916M
Occurred
Mar 30, 2026
P•••••• fund first reported
••• Locked
Form ADVobserved today
$407M
Occurred
Mar 30, 2026
P•••••• fund first reported
••• Locked
Form ADVobserved today
$423M
Occurred
Mar 30, 2026

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:e19c5a45-834f-0537-387d-f87d2eefa436
First observed: Jul 7, 2020
Last observed: Mar 30, 2026 5 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.