V•••••• C••••

Advisor at C••• S••••• P•••••••

RICHMOND, VA | Palm Beach Gardens, FL

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:03a42f55-0f57-54fd-c60a-324981b576ca

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 4:32 PM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 1
On other graphs: 0
Observed: Apr 26, 2000 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C••• S••••• P•••••••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Jun 11, 1999earliest registration or exam on IAPD
Years in industry: 27derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 6

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C••• S••••• P•••••••	Bd affiliated wealth	Mar 30, 2026	n/a	yes	RICHMOND, VA\|Palm Beach Gardens, FL	Current employment
P•••••• W••••• M•••••••• L••	Former SEC adviser	Aug 10, 2023	Mar 31, 2026	no	PALM BEACH GARDENS, FL

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
P•••••• W••••• M•••••••• L••	C••• S••••• P•••••••	Mar 31, 2026	Mar 30, 2026	-1	Firm change	RIA to ibd
B•• M••••• S••••••••• C•••••••••	P•••••• W••••• M•••••••• L••	Dec 31, 2009	Aug 10, 2023

Team moves

••• Locked

Team	Left	Joined	From	Kind
308969:128545:FL:2026-03-31	Mar 31, 2026	Mar 30, 2026	PALM BEACH GARDENS, FL	Firm change

Relationships

Registered with (6)

→ C••• S••••• P•••••••Registered adviserregistration: current employment
Mar 30, 2026 to presentfactForm ADV
→ P•••••• W••••• M•••••••• L••Registered adviserregistration: previous registration
Aug 10, 2023 to Mar 31, 2026factForm ADV
→ B•• M••••• S••••••••• C•••••••••Registered adviserregistration: previous registration
Jun 9, 2008 to Dec 31, 2009factForm ADV
→ M••••• K••••• • C••••••• L••

Dated events

Occurred
Mar 31, 2026
Advisor changed firm
V•••••• C•••• left P•••••• W••••• M•••••••• L•• for C••• S••••• P••••••• (registered 2026-03-30)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:03a42f55-0f57-54fd-c60a-324981b576ca
First observed: Apr 26, 2000
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.