DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Strive Asset Management
Legal name Strive Asset Management, LLC
Latest filing Jun 12, 2026
First filing on the tape May 18, 2022 · 25 filings
SEC status approved since Jun 21, 2022
RAUM
$2.4B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$728,068 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
33
3 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
25 filings and snapshots on the tape
RAUM$2.4B as of Jun 12, 2026
Feb 24, 2023$523M then
HNW client RAUM$728,068 as of Jun 12, 2026
Mar 31, 2025$176M then
State-registered IARs (5.B.3)0 as of Jun 12, 2026
Feb 24, 20230 then
Employees (5.A)33 as of Jun 12, 2026
Feb 24, 202340 then
Private funds: no history
RAUM +15% over the last fiscal year+66% a year over threeIARs 7 to 0offices 3 to 0
Practice profile
derived from the filing of Jun 12, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $158MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +15%derivedbetween the last two annual amendments
- Advisor growth, one year
- -100%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assetsreportedItem 5.E
- Advisory activities
- portfolio management for individuals, portfolio management for pooled vehicles, portfolio management for investment companiesreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Investment companies$2.4B100%
- Pooled investment vehicles$1.6M0.1%
- High-net-worth individuals$728,0680.0%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 15reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUMreported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=5.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
2 left, 0 joined in 12 months
net -2 in 12 months0 left in 90 days0 joined in 90 days3 left over 36 months
Left, latest
- Gary Keith Dorfman to Thryve Wealth ManagementOct 10, 2025 · Other
- John Desmond Bell to Thryve Wealth ManagementOct 10, 2025 · Other
- Benjamin Anthony Menconi to Polen Capital Management, LLCAug 28, 2024 · Other
Joined, latest
- Gary Keith Dorfman from One Capital Management, LLCDec 13, 2024 · Other
- John Desmond Bell from J.P. Morgan Securities LLCNov 9, 2023 · Other
- Benjamin Anthony Menconi from Northern Trust Investments, IncorporatedJan 5, 2023 · Other
Teams: two or more advisors moving together within fourteen days, from one state
- 2 left for Thryve Wealth ManagementOct 10, 2025 · Dallas, Tx
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- Ryan Matthew Cole · Manager, Chief Executive Officer, Chief Investment Officer, And Presidentcontrolsince 02/2023 · owns less than 5%
- Harrison Alexandra Gaiser · General Counselcontrolsince 10/2023 · owns less than 5%
- Lee Don Mcardle · Chief Compliance Officercontrolsince 10/2023 · owns less than 5%
- Bartley Benjamin Pham · Manager And Chief Operating Officercontrolsince 05/2022 · owns less than 5%
- Ganapathy Vivek Ramaswamy · Majority Shareholdercontrolsince 01/2022 · owns 50% to 75% of Strive Enterprises, Inc
Entity owners
- Strive Enterprises, Inc · Sole Memberdirect · owns 75% or more
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Dallas, Tx · principal | 0 | 0 | 2 | 1 |
Offices
Schedule D 1.F, the 25 largest
- Santa Barbara, CA1 employees
ADV anomalies
3 against comparable advisers; where to look, not conclusions
- account count collapseChange between filings · filing Mar 30, 2026accounts (Item 5.F.2.f) moved from 243.0 to 15.0 (-94.0%) between the annual amendments of 2025-03-31 and 2026-03-30; the peer median change was -2.0% (33 comparable advisers, 6.0th percentile of changes)peers: asset managers, $1B to $5B (33) · 6.3% percentile
- advisor count dropChange between filings · filing Mar 30, 2026advisory representatives (Item 5.B.3) moved from 7.0 to 0.0 (-100.0%) between the annual amendments of 2025-03-31 and 2026-03-30; the peer median change was 0.0% (35 comparable advisers, 0.0th percentile of changes)peers: asset managers, $1B to $5B (35) · 0.0% percentile
- office count dropChange between filings · filing Mar 30, 2026offices other than the principal office (Item 1.F.5) moved from 3.0 to 0.0 (-100.0%) between the annual amendments of 2025-03-31 and 2026-03-30; the peer median change was 0.0% (139 comparable advisers, 0.0th percentile of changes)peers: asset managers, $1B to $5B (139) · 0.0% percentile
What changed
consecutive filings, newest first
- Advisory activities · 2 to 3Dec 18, 2025 to Mar 30, 2026
- Advisory employees · 10 to 3Dec 18, 2025 to Mar 30, 2026
- BD registered reps · 6 to 5Dec 18, 2025 to Mar 30, 2026
- Assets in custody · 0.0 to unsetDec 18, 2025 to Mar 30, 2026
- Employees · 31 to 33Dec 18, 2025 to Mar 30, 2026
- State-registered IARs · 7 to 0Dec 18, 2025 to Mar 30, 2026
- Discretionary RAUM · $2.4B to $2.4BDec 18, 2025 to Mar 30, 2026
- HNW RAUM · $427,150 to $728,068Dec 18, 2025 to Mar 30, 2026
- Pooled vehicle RAUM · $1.5M to $1.6MDec 18, 2025 to Mar 30, 2026
- RAUM · $2.4B to $2.4BDec 18, 2025 to Mar 30, 2026
- Related adviser · true to falseDec 18, 2025 to Mar 30, 2026
- Accounts · 243 to 15May 27, 2025 to Oct 17, 2025
- Advisory activities · 5 to 2May 27, 2025 to Oct 17, 2025
- HNW clients · 32.0 to unsetMay 27, 2025 to Oct 17, 2025
- Financial planning clients · 26-50 to May 27, 2025 to Oct 17, 2025
- Other offices · 3 to 0May 27, 2025 to Oct 17, 2025
- Discretionary RAUM · $2.1B to $2.4BMay 27, 2025 to Oct 17, 2025
- HNW RAUM · $176M to $427,150May 27, 2025 to Oct 17, 2025
- Individual RAUM · 2644726.0 to unsetMay 27, 2025 to Oct 17, 2025
- Pooled vehicle RAUM · $325,606 to $1.5MMay 27, 2025 to Oct 17, 2025
- RAUM · $2.1B to $2.4BMay 27, 2025 to Oct 17, 2025
- Financial planning clients · 26-50 to 26-50Mar 31, 2025 to May 27, 2025
- Accounts · 12 to 243Jan 17, 2025 to Mar 31, 2025
- Advisory employees · 4 to 10Jan 17, 2025 to Mar 31, 2025
- Advisory activities · 2 to 5Jan 17, 2025 to Mar 31, 2025
- BD registered reps · 11 to 6Jan 17, 2025 to Mar 31, 2025
- HNW clients · unset to 32.0Jan 17, 2025 to Mar 31, 2025
- Employees · 45 to 31Jan 17, 2025 to Mar 31, 2025
- Financial planning clients · 0 to 26-50Jan 17, 2025 to Mar 31, 2025
- HQ city · DUBLIN to DALLASJan 17, 2025 to Mar 31, 2025
- HQ state · OH to TXJan 17, 2025 to Mar 31, 2025
- Other offices · 2 to 3Jan 17, 2025 to Mar 31, 2025
- Discretionary RAUM · $1.1B to $2.1BJan 17, 2025 to Mar 31, 2025
- HNW RAUM · unset to 175946033.0Jan 17, 2025 to Mar 31, 2025
- Individual RAUM · unset to 2644726.0Jan 17, 2025 to Mar 31, 2025
- Pooled vehicle RAUM · $0 to $325,606Jan 17, 2025 to Mar 31, 2025
- RAUM · $1.1B to $2.1BJan 17, 2025 to Mar 31, 2025
- Other offices · 1 to 2Nov 11, 2024 to Jan 17, 2025
- Other offices · 0 to 1Oct 31, 2024 to Nov 11, 2024
- BD registered reps · 9 to 11Mar 28, 2024 to Mar 29, 2024
Signals
17 dated events
- John Desmond Bell left Strive Asset Management for Thryve Wealth Management (registered 2025-10-17)Oct 10, 2025 · Advisor changed firm · fact
- Gary Keith Dorfman left Strive Asset Management for Thryve Wealth Management (registered 2025-10-16)Oct 10, 2025 · Advisor changed firm · fact
- 2 advisors left Strive Asset Management (Dallas, TX) for Thryve Wealth Management on the same dayOct 10, 2025 · Team lift-out · derived
- Strive Asset Management reported RAUM $2.1B, up 91% from $1.1B (2025-01-17 to 2025-03-31)Mar 31, 2025 · RAUM change · derived
- Benjamin Anthony Menconi left Strive Asset Management for Polen Capital Management, Llc (registered 2024-09-12)Aug 28, 2024 · Advisor changed firm · fact
- Strive Asset Management reported RAUM $1.1B, up 63% from $663.3M (2024-01-10 to 2024-03-28)Mar 28, 2024 · RAUM change · derived
- Lee Don Mcardle (Chief Compliance Officer) appeared on Schedule A of Strive Asset ManagementOct 9, 2023 · Control person joined · fact
- Harrison Alexandra Gaiser (General Counsel) appeared on Schedule A of Strive Asset ManagementOct 9, 2023 · Control person joined · fact
- Garfield Robert Roach (Chief Compliance Officer) no longer on Schedule A of Strive Asset Management (listed 2023-09-20, absent 2023-10-09)Oct 9, 2023 · Control person left · inference
- Daniel Anson Frericks (Co-Founder & President) no longer on Schedule A of Strive Asset Management (listed 2023-06-15, absent 2023-08-23)Aug 23, 2023 · Control person left · inference
- Glen Justin Danhof (Head Of Corporate Governance) no longer on Schedule A of Strive Asset Management (listed 2023-06-15, absent 2023-08-23)Aug 23, 2023 · Control person left · inference
- Kunjummen Rachel Paulose (General Counsel) no longer on Schedule A of Strive Asset Management (listed 2023-06-15, absent 2023-08-23)Aug 23, 2023 · Control person left · inference
- Strive Asset Management reported RAUM $663.3M, up 27% from $522.8M (2023-02-27 to 2023-05-19)May 19, 2023 · RAUM change · derived
- Garfield Robert Roach (Chief Compliance Officer) appeared on Schedule A of Strive Asset ManagementMay 19, 2023 · Control person joined · fact
- Strive Asset Management reported RAUM $522.8M, up 60% from $327.1M (2022-10-26 to 2023-02-24)Feb 24, 2023 · RAUM change · derived
- Kunjummen Rachel Paulose (Chief Compliance Officer, General Counsel) appeared on Schedule A of Strive Asset ManagementSep 15, 2022 · Control person joined · fact
- Strive Asset Management filed its initial SEC registration (Form ADV)May 18, 2022 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/striveassetmanagementreportedpublic record, Form ADV, Sep 17, 2026
- Website
- striveassetmanagement.comreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- 872-270-5406reportedpublic record, Form ADV, Jun 12, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026