DFX Intelligence

Data Factory

M•••••• L• P••••••: advisor on the ria / wealth management graph | DFX Data Factory

The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.

RIA / WealthAdvisor19 years in industry

M•••••• L• P••••••

Advisor at P•••••••• G••••• A•••• M••••••••• L••

P••••••••, NJ | Piscataway, NJ

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:05994981-eee4-9f34-7d57-32a2b7bcbda5

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 8:23 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 0
On other graphs: 0
Observed: Oct 1, 2007 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: P•••••••• G••••• A•••• M••••••••• L••
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Sep 14, 2007earliest registration or exam on IAPD
Years in industry: 19derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
P•••••••• G••••• A•••• M••••••••• L••	Independent wealth	Jan 1, 2026	n/a	yes	Piscataway, NJ\|P••••••••, NJ	Current employment
T• A••••••••• I••••••••• M••••••••• L••	Former SEC adviser	Jan 15, 2013	Oct 12, 2018	no

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
T• A••••••••• I•••	T• A••••••••• I••••••••• M••••••••• L••	Oct 12, 2018	Jan 15, 2013	-2,096	Channel change	Other
T• A••••••••• I••••••••• M••••••••• L••	T• A••••••••• I•••	Oct 12, 2018

Relationships

Registered with (5)

→ P•••••••• G••••• A•••• M••••••••• L••Registered adviserregistration: current employment
Jan 1, 2026 to presentfactForm ADV
→ T• A••••••••• I••••••••• M••••••••• L••Registered adviserregistration: previous registration
Jan 15, 2013 to Oct 12, 2018factForm ADV
→ T• A••••••••• I•••Registered adviserregistration: previous registration
Jan 15, 2013 to Oct 12, 2018factForm ADV
→ M•••••• L••••• P•••••• F••••• • S•••• I•••••••••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:05994981-eee4-9f34-7d57-32a2b7bcbda5
First observed: Oct 1, 2007
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.