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RIA / WealthAdvisordual registered (broker-dealer)18 years in industry

BRANNIGAN JAMES JUDGE

Advisor at VOYA FINANCIAL ADVISORS, INC.

Pittsford, NY | MELVILLE, NY

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Search this name across graphsid dfx:ria:073978e8-9d7d-0b9f-6e4c-d95e49f6dcea

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 6:44 AM UTC and rebuilt at most every 15 minutes.

Relationships: 8
Dated events: 2
On other graphs: 0
Observed: Dec 7, 2007 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: VOYA FINANCIAL ADVISORS, INC.
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Oct 5, 2007earliest registration or exam on IAPD
Years in industry: 18derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 7
Current registrations: 1
Registered states: 2
Exams: S66
First exam: Oct 5, 2007
First registration: Dec 7, 2007
Dual registered: yes, broker-dealer
IAPD individual key: 5366429

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
VOYA FINANCIAL ADVISORS, INC.	Bd affiliated wealth	May 29, 2024	n/a	yes	MELVILLE, NY\|Pittsford, NY	Current employment
DECISIONAL WEALTH ADVISORS LLC	Former SEC adviser	Jun 16, 2023	Jul 5, 2024	no	ROCHESTER, NY	Previous registration
PINNACLE INVESTMENTS, LLC	Bd affiliated wealth	Nov 20, 2020	Jun 16, 2023	no	EAST SYRACUSE, NY\|Eagan, MN\|Pittsford, NY	Previous registration
ADVICE AND PLANNING SERVICES	Bd affiliated wealth	Sep 18, 2015	Nov 13, 2020	no	NEW YORK, NY\|ROCHESTER, NY	Previous registration
SANTANDER SECURITIES	Bd affiliated wealth	Jan 7, 2015	Sep 11, 2015	no	Brooklyn, NY\|Brooklyn, NY	Previous registration
HSBC SECURITIES (USA) INC.	Bd affiliated wealth	Nov 20, 2012	Jul 10, 2014	no	BROOKLYN, NY\|BROOKLYN, NY\|S. SETAUKET, NY	Previous registration
CITIGROUP GLOBAL MARKETS INC.	Bd affiliated wealth	Mar 24, 2010	Dec 21, 2011	no	NEW YORK, NY\|TAMPA, FL\|NEW YORK, NY\|Jacksonville, FL\|LONG ISLAND CITY, NY\|New York, NY	Previous registration
AMERIPRISE FINANCIAL SERVICES, LLC	National bd RIA	Dec 7, 2007	Feb 12, 2008	no	PALM BEACH GARDENS, FL	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
DECISIONAL WEALTH ADVISORS LLC	VOYA FINANCIAL ADVISORS, INC.	Jul 5, 2024	May 29, 2024	-37	Firm change after gap	RIA to ibd
PINNACLE INVESTMENTS, LLC	DECISIONAL WEALTH ADVISORS LLC	Jun 16, 2023	Jun 16, 2023	0	Firm change	Ibd to new firm
ADVICE AND PLANNING SERVICES	PINNACLE INVESTMENTS, LLC	Nov 13, 2020	Nov 20, 2020	7	Firm change	Ibd to RIA
SANTANDER SECURITIES	ADVICE AND PLANNING SERVICES	Sep 11, 2015	Sep 18, 2015	7	Firm change	Other
HSBC SECURITIES (USA) INC.	SANTANDER SECURITIES	Jul 10, 2014	Jan 7, 2015	181	Firm change	Other
CITIGROUP GLOBAL MARKETS INC.	HSBC SECURITIES (USA) INC.	Dec 21, 2011	Nov 20, 2012	335	Firm change	Other
AMERIPRISE FINANCIAL SERVICES, LLC	CITIGROUP GLOBAL MARKETS INC.	Feb 12, 2008	Mar 24, 2010	771	Firm change after gap	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
326684:2882:NY:2024-07-05	Jul 5, 2024	May 29, 2024	ROCHESTER, NY	Firm change after gap

Relationships

Registered with (8)

→ VOYA FINANCIAL ADVISORS, INC.Registered adviserregistration: current employment
May 29, 2024 to presentfactForm ADV
→ DECISIONAL WEALTH ADVISORS LLCRegistered adviserregistration: previous registration
Jun 16, 2023 to Jul 5, 2024factForm ADV
→ PINNACLE INVESTMENTS, LLCRegistered adviserregistration: previous registration
Nov 20, 2020 to Jun 16, 2023factForm ADV
→ ADVICE AND PLANNING SERVICESRegistered adviserregistration: previous registration
Sep 18, 2015 to Nov 13, 2020factForm ADV
→ SANTANDER SECURITIESRegistered adviserregistration: previous registration
Jan 7, 2015 to Sep 11, 2015factForm ADV
→ HSBC SECURITIES (USA) INC.Registered adviserregistration: previous registration
Nov 20, 2012 to Jul 10, 2014factForm ADV
→ CITIGROUP GLOBAL MARKETS INC.Registered adviserregistration: previous registration
Mar 24, 2010 to Dec 21, 2011factForm ADV
→ AMERIPRISE FINANCIAL SERVICES, LLCRegistered adviserregistration: previous registration
Dec 7, 2007 to Feb 12, 2008factForm ADV

Dated events

Occurred
Jul 5, 2024
Advisor changed firm
Brannigan James Judge left Decisional Wealth Advisors Llc for Voya Financial Advisors, Inc. (registered 2024-05-29)
Form ADVobserved 5 days ago
Occurred
Jun 16, 2023
Advisor changed firm
Brannigan James Judge left Pinnacle Investments, Llc for Decisional Wealth Advisors Llc (registered 2023-06-16)
Form ADVobserved 5 days ago