DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

B•••••••• J•••• J••••

V••• F•••••••• A•••••••• I•••BD affiliatedPittsford, Ny dual registrantIAPD 5366429

Feed of 09/15/2026

At current firm

2 y

since May 29, 2024

In the industry

18 y

since Oct 5, 2007 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

V••• F•••••••• A•••••••• I••• BD affiliated current
since May 29, 2024 · Melville, Ny
D••••••••• W••••• A••••••• L•• former
Jun 16, 2023 to Jul 5, 2024 · Rochester, Ny
P••••••• I••••••••• L•• BD affiliated
Nov 20, 2020 to Jun 16, 2023 · East Syracuse, Ny
A••••• A•• P••••••• S••••••• BD affiliated
Sep 18, 2015 to Nov 13, 2020 · New York, Ny
S•••••••• S••••••••• BD affiliated
Jan 7, 2015 to Sep 11, 2015 · Brooklyn, Ny
H••• S••••••••• •••• I••• BD affiliated
Nov 20, 2012 to Jul 10, 2014 · Brooklyn, Ny
C•••••••• G••••• M•••••• I••• BD affiliated
Mar 24, 2010 to Dec 21, 2011 · New York, Ny
A••••••••• F•••••••• S•••••••• L•• national BD
Dec 7, 2007 to Feb 12, 2008 · Palm Beach Gardens, Fl

Moves

a registration end followed by a registration begin elsewhere

D••••••••• W••••• A••••••• L•• to V••• F•••••••• A•••••••• I•••
left Jul 5, 2024, registered May 29, 2024 (-37 days) · RIA to affiliated broker-dealer or bank · moved with a team
P••••••• I••••••••• L•• to D••••••••• W••••• A••••••• L••
left Jun 16, 2023, registered Jun 16, 2023 (0 days) · Affiliated broker-dealer or bank to a newly registered adviser
A••••• A•• P••••••• S••••••• to P••••••• I••••••••• L••
left Nov 13, 2020, registered Nov 20, 2020 (7 days) · Affiliated broker-dealer or bank to independent RIA
S•••••••• S••••••••• to A••••• A•• P••••••• S•••••••
left Sep 11, 2015, registered Sep 18, 2015 (7 days) · Other
H••• S••••••••• •••• I••• to S•••••••• S•••••••••
left Jul 10, 2014, registered Jan 7, 2015 (181 days) · Other
C•••••••• G••••• M•••••• I••• to H••• S••••••••• •••• I•••
left Dec 21, 2011, registered Nov 20, 2012 (335 days) · Other
A••••••••• F•••••••• S•••••••• L•• to C•••••••• G••••• M•••••• I•••
left Feb 12, 2008, registered Mar 24, 2010 (771 days) · Other

Signals

B•••••••• J•••• J•••• left D••••••••• W••••• A••••••• L•• for V••• F•••••••• A•••••••• I••• (registered 2024-05-29)
Jul 5, 2024 · Advisor changed firm · fact
B•••••••• J•••• J•••• left P••••••• I••••••••• L•• for D••••••••• W••••• A••••••• L•• (registered 2023-06-16)
Jun 16, 2023 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 18derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address