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RIA / WealthAdvisorChartered Financial Consultant57 years in industry

Larry Sfinas

Advisor at SECURE ASSET MANAGEMENT, L.L.C.

Southampton, PA

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Search this name across graphsid dfx:ria:07431194-bbb5-dbdc-0ac4-700c5eb96be7

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 8:37 AM UTC and rebuilt at most every 15 minutes.

Relationships: 13
Dated events: 3
On other graphs: 0
Observed: Oct 28, 2004 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: SECURE ASSET MANAGEMENT, L.L.C.
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jan 1, 1969earliest registration or exam on IAPD
Years in industry: 57derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 12
Current registrations: 1
Registered states: 1
Designations: Chartered Financial Consultant
Exams: S66|S63
First exam: Aug 13, 1981
First registration: Oct 28, 2004
Dual registered: no
Other names: LARRY CHRISTOS SFINAS|Larry C Sfinas
IAPD individual key: 419396

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
SECURE ASSET MANAGEMENT, L.L.C.	Independent wealth	May 21, 2024	n/a	yes	Southampton, PA	Current employment
TRUSTMONT ADVISORY GROUP, INC.	Bd affiliated wealth	Oct 20, 2023	May 20, 2024	no	Southampton, PA\|GREENSBURG, PA	Previous registration
MML INVESTORS SERVICES, LLC	Bd affiliated wealth	Dec 6, 2022	Sep 20, 2023	no	Warren, NJ	Previous registration
CSENGE ADVISORY GROUP, LLC	Independent wealth	Oct 5, 2021	Sep 23, 2022	no	Southampton, PA\|CLEARWATER, FL	Previous registration
ARBOR POINT ADVISORS	Former SEC adviser	Aug 6, 2019	Oct 6, 2021	no	SOUTHAMPTON, PA	Previous registration
SECURITIES AMERICA ADVISORS, INC.	Former SEC adviser	Jul 30, 2019	Aug 6, 2019	no	SOUTHAMPTON, PA	Previous registration
EXODUS WEALTH, LLC	Independent wealth	Sep 1, 2017	Sep 16, 2019	no	Southamption, PA	Previous registration
INNOVATION PARTNERS LLC	Independent wealth	Aug 29, 2017	Aug 30, 2017	no	Southhampton, PA\|CHARLOTTE, NC	Previous registration
UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNER	Independent wealth	Sep 26, 2016	Aug 25, 2017	no	Southampton, PA\|SCOTTSDALE, AZ	Previous registration
SCF INVESTMENT ADVISORS, INC.	Former SEC adviser	Nov 17, 2011	Aug 26, 2016	no	FRESNO, CA	Previous registration
AUSDAL FINANCIAL PARTNERS, INC.	Independent wealth	Jul 16, 2009	Nov 15, 2011	no	SOUTHAMPTON, PA\|DOWNERS GROVE, IL	Previous registration
AMERICAN PORTFOLIOS ADVISORS, INC	Former SEC adviser	Jul 19, 2007	Jul 13, 2009	no	HOLBROOK, NY	Previous registration
VOYA FINANCIAL ADVISORS, INC.	Bd affiliated wealth	Oct 28, 2004	Jun 1, 2007	no	SOUTHAMPTON, PA\|SOUTHAMPTON, PA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
TRUSTMONT ADVISORY GROUP, INC.	SECURE ASSET MANAGEMENT, L.L.C.	May 20, 2024	May 21, 2024	1	Firm change	Ibd to RIA
MML INVESTORS SERVICES, LLC	TRUSTMONT ADVISORY GROUP, INC.	Sep 20, 2023	Oct 20, 2023	30	Firm change	Ibd to ibd
CSENGE ADVISORY GROUP, LLC	MML INVESTORS SERVICES, LLC	Sep 23, 2022	Dec 6, 2022	74	Firm change	RIA to ibd
ARBOR POINT ADVISORS	CSENGE ADVISORY GROUP, LLC	Oct 6, 2021	Oct 5, 2021	-1	Firm change	Ibd to RIA
EXODUS WEALTH, LLC	SECURITIES AMERICA ADVISORS, INC.	Sep 16, 2019	Jul 30, 2019	-48	Firm change after gap	RIA to ibd
SECURITIES AMERICA ADVISORS, INC.	ARBOR POINT ADVISORS	Aug 6, 2019	Aug 6, 2019	0	Channel change	Ibd to ibd
INNOVATION PARTNERS LLC	EXODUS WEALTH, LLC	Aug 30, 2017	Sep 1, 2017	2	Firm change	Other
UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNER	INNOVATION PARTNERS LLC	Aug 25, 2017	Aug 29, 2017	4	Firm change	Other
SCF INVESTMENT ADVISORS, INC.	UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNER	Aug 26, 2016	Sep 26, 2016	31	Firm change	Other
AUSDAL FINANCIAL PARTNERS, INC.	SCF INVESTMENT ADVISORS, INC.	Nov 15, 2011	Nov 17, 2011	2	Firm change	Other
AMERICAN PORTFOLIOS ADVISORS, INC	AUSDAL FINANCIAL PARTNERS, INC.	Jul 13, 2009	Jul 16, 2009	3	Firm change	Other
VOYA FINANCIAL ADVISORS, INC.	AMERICAN PORTFOLIOS ADVISORS, INC	Jun 1, 2007	Jul 19, 2007	48	Firm change	Other

Relationships

Registered with (13)

→ SECURE ASSET MANAGEMENT, L.L.C.Registered adviserregistration: current employment
May 21, 2024 to presentfactForm ADV
→ TRUSTMONT ADVISORY GROUP, INC.Registered adviserregistration: previous registration
Oct 20, 2023 to May 20, 2024factForm ADV
→ MML INVESTORS SERVICES, LLCRegistered adviserregistration: previous registration
Dec 6, 2022 to Sep 20, 2023factForm ADV
→ CSENGE ADVISORY GROUP, LLCRegistered adviserregistration: previous registration
Oct 5, 2021 to Sep 23, 2022factForm ADV
→ ARBOR POINT ADVISORSRegistered adviserregistration: previous registration
Aug 6, 2019 to Oct 6, 2021factForm ADV
→ EXODUS WEALTH, LLCRegistered adviserregistration: previous registration
Sep 1, 2017 to Sep 16, 2019factForm ADV
→ SECURITIES AMERICA ADVISORS, INC.Registered adviserregistration: previous registration
Jul 30, 2019 to Aug 6, 2019factForm ADV
→ INNOVATION PARTNERS LLCRegistered adviserregistration: previous registration
Aug 29, 2017 to Aug 30, 2017factForm ADV
→ UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNERRegistered adviserregistration: previous registration
Sep 26, 2016 to Aug 25, 2017factForm ADV
→ SCF INVESTMENT ADVISORS, INC.Registered adviserregistration: previous registration
Nov 17, 2011 to Aug 26, 2016factForm ADV
→ AUSDAL FINANCIAL PARTNERS, INC.Registered adviserregistration: previous registration
Jul 16, 2009 to Nov 15, 2011factForm ADV
→ AMERICAN PORTFOLIOS ADVISORS, INCRegistered adviserregistration: previous registration
Jul 19, 2007 to Jul 13, 2009factForm ADV
→ VOYA FINANCIAL ADVISORS, INC.Registered adviserregistration: previous registration
Oct 28, 2004 to Jun 1, 2007factForm ADV

Dated events

Occurred
May 20, 2024
Advisor changed firm
Larry Sfinas left Trustmont Advisory Group, Inc. for Secure Asset Management, L.L.C. (registered 2024-05-21)
Form ADVobserved 4 days ago
Occurred
Sep 20, 2023
Advisor changed firm
Larry Sfinas left Mml Investors Services, Llc for Trustmont Advisory Group, Inc. (registered 2023-10-20)
Form ADVobserved 4 days ago
Occurred
Sep 23, 2022
Advisor changed firm
Larry Sfinas left Csenge Advisory Group, Llc for Mml Investors Services, Llc (registered 2022-12-06)
Form ADVobserved 4 days ago