DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Registered advisor

Larry Sfinas

Secure Asset Management, L.L.C.independent RIASouthampton, PaIA-onlyIAPD 419396

Chartered Financial Consultant

Feed of 09/14/2026

Also filed as Larry Christos Sfinas

At current firm

2 y

since May 21, 2024

In the industry

57 y

since Jan 1, 1969 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66, S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

Secure Asset Management, L.L.C. independent RIA current
since May 21, 2024 · Southampton, Pa
Trustmont Advisory Group, Inc. BD affiliated
Oct 20, 2023 to May 20, 2024 · Southampton, Pa
MML Investors Services, LLC BD affiliated
Dec 6, 2022 to Sep 20, 2023 · Warren, Nj
Csenge Advisory Group, LLC independent RIA
Oct 5, 2021 to Sep 23, 2022 · Southampton, Pa
Arbor Point Advisors former
Aug 6, 2019 to Oct 6, 2021 · Southampton, Pa
Securities America Advisors, Inc. former
Jul 30, 2019 to Aug 6, 2019 · Southampton, Pa
Exodus Wealth, LLC independent RIA
Sep 1, 2017 to Sep 16, 2019 · Southamption, Pa
Innovation Partners LLC independent RIA
Aug 29, 2017 to Aug 30, 2017 · Southhampton, Pa
United Planners' Financial Services Of America A Limited Partner independent RIA
Sep 26, 2016 to Aug 25, 2017 · Southampton, Pa
Scf Investment Advisors, Inc. former
Nov 17, 2011 to Aug 26, 2016 · Fresno, Ca
Ausdal Financial Partners, Inc. independent RIA
Jul 16, 2009 to Nov 15, 2011 · Southampton, Pa
American Portfolios Advisors, Inc former
Jul 19, 2007 to Jul 13, 2009 · Holbrook, Ny
Voya Financial Advisors, Inc. BD affiliated
Oct 28, 2004 to Jun 1, 2007 · Southampton, Pa

Moves

a registration end followed by a registration begin elsewhere

Trustmont Advisory Group, Inc. to Secure Asset Management, L.L.C.
left May 20, 2024, registered May 21, 2024 (1 days) · Affiliated broker-dealer or bank to independent RIA
MML Investors Services, LLC to Trustmont Advisory Group, Inc.
left Sep 20, 2023, registered Oct 20, 2023 (30 days) · Affiliated broker-dealer or bank to another
Csenge Advisory Group, LLC to MML Investors Services, LLC
left Sep 23, 2022, registered Dec 6, 2022 (74 days) · RIA to affiliated broker-dealer or bank
Arbor Point Advisors to Csenge Advisory Group, LLC
left Oct 6, 2021, registered Oct 5, 2021 (-1 days) · Affiliated broker-dealer or bank to independent RIA
Exodus Wealth, LLC to Securities America Advisors, Inc.
left Sep 16, 2019, registered Jul 30, 2019 (-48 days) · RIA to affiliated broker-dealer or bank
Securities America Advisors, Inc. to Arbor Point Advisors
left Aug 6, 2019, registered Aug 6, 2019 (0 days) · channel change inside one enterprise, not a move
Innovation Partners LLC to Exodus Wealth, LLC
left Aug 30, 2017, registered Sep 1, 2017 (2 days) · Other
United Planners' Financial Services Of America A Limited Partner to Innovation Partners LLC
left Aug 25, 2017, registered Aug 29, 2017 (4 days) · Other
Scf Investment Advisors, Inc. to United Planners' Financial Services Of America A Limited Partner
left Aug 26, 2016, registered Sep 26, 2016 (31 days) · Other
Ausdal Financial Partners, Inc. to Scf Investment Advisors, Inc.
left Nov 15, 2011, registered Nov 17, 2011 (2 days) · Other
American Portfolios Advisors, Inc to Ausdal Financial Partners, Inc.
left Jul 13, 2009, registered Jul 16, 2009 (3 days) · Other
Voya Financial Advisors, Inc. to American Portfolios Advisors, Inc
left Jun 1, 2007, registered Jul 19, 2007 (48 days) · Other

Signals

Larry Sfinas left Trustmont Advisory Group, Inc. for Secure Asset Management, L.L.C. (registered 2024-05-21)
May 20, 2024 · Advisor changed firm · fact
Larry Sfinas left Mml Investors Services, Llc for Trustmont Advisory Group, Inc. (registered 2023-10-20)
Sep 20, 2023 · Advisor changed firm · fact
Larry Sfinas left Csenge Advisory Group, Llc for Mml Investors Services, Llc (registered 2022-12-06)
Sep 23, 2022 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Independent wealth managerderived
Years in industry: 57derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address