DFX Intelligence

W•••••• D••••• K•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)34 years in industry

W•••••• D••••• K•••••••

Advisor at L•• F•••••••• L••

LISLE, IL

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Search this name across graphsid dfx:ria:07fefa10-8e26-0bdf-3dd0-7fc83d3a66fc

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 6:55 AM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 2
On other graphs: 0
Observed: Sep 25, 2000 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: L•• F•••••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Sep 9, 1992earliest registration or exam on IAPD
Years in industry: 34derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 6

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
L•• F•••••••• L••	Bd affiliated wealth	Sep 16, 2024	n/a	yes	LISLE, IL	Current employment
T•• A•••••••• G••••	Bd affiliated wealth	Feb 5, 2024	Sep 17, 2024	no	Naperville, IL\|Westlake Village, CA	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
T•• A•••••••• G••••	L•• F•••••••• L••	Sep 17, 2024	Sep 16, 2024	-1	Firm change	Ibd to ibd
H•••••••• P••••••• P•••••••	T•• A•••••••• G••••	Feb 13, 2024	Feb 5, 2024

Team moves

••• Locked

Team	Left	Joined	From	Kind
163768:6413:IL:2021-12-31	Dec 31, 2021	Jun 21, 2013	BLOOMINGDALE, IL	Firm change after gap

Relationships

Registered with (6)

→ L•• F•••••••• L••Registered adviserregistration: previous registration
Jun 21, 2013 to Jan 28, 2016factForm ADV
→ T•• A•••••••• G••••Registered adviserregistration: previous registration
Feb 5, 2024 to Sep 17, 2024factForm ADV
→ H•••••••• P••••••• P•••••••Registered adviserregistration: previous registration
Dec 8, 2021 to Feb 13, 2024factForm ADV
→ H•••••••• A•••••• G••••• L••

Dated events

Occurred
Sep 17, 2024
A•••••• firm change
••• Locked
Form ADVobserved 8 days ago
Occurred
Feb 13, 2024
A•••••• firm change
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:07fefa10-8e26-0bdf-3dd0-7fc83d3a66fc
First observed: Sep 25, 2000
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.