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Advisor at MARINER WEALTH
OVERLAND PARK, KS
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| MARINER WEALTH | No RAUM reported | Oct 7, 2019 | n/a | yes | OVERLAND PARK, KS | Current employment |
| TWO WEST CAPITAL ADVISORS LLC | Institutional manager | Aug 26, 2014 | Sep 18, 2019 | no | OVERLAND PARK, KS|Overland Park, KS | Previous registration |
| LAWING FINANCIAL INC | Former SEC adviser | Mar 16, 2006 | Mar 11, 2008 | no | OVERLAND PARK, KS | Previous registration |
| AMERIPRISE FINANCIAL SERVICES, LLC | National bd RIA | Aug 12, 2004 | Feb 18, 2005 | no | OVERLAND PARK, KS | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| TWO WEST CAPITAL ADVISORS LLC | MARINER WEALTH | Sep 18, 2019 | Oct 7, 2019 | 19 | Firm change | Other |
| LAWING FINANCIAL INC | TWO WEST CAPITAL ADVISORS LLC | Mar 11, 2008 | Aug 26, 2014 | 2,359 | Firm change after gap | Other |
| AMERIPRISE FINANCIAL SERVICES, LLC | LAWING FINANCIAL INC | Feb 18, 2005 | Mar 16, 2006 | 391 | Firm change | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 154543:289886:KS:2019-09-18 | Sep 18, 2019 | Oct 7, 2019 | OVERLAND PARK, KS | Firm change |