RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
- M•••••• W••••• no RAUM currentsince Oct 7, 2019 · Overland Park, Ks
- T•• W••• C•••••• A••••••• L•• institutionalAug 26, 2014 to Sep 18, 2019 · Overland Park, Ks
- L••••• F•••••••• I•• formerMar 16, 2006 to Mar 11, 2008 · Overland Park, Ks
- A••••••••• F•••••••• S•••••••• L•• national BDAug 12, 2004 to Feb 18, 2005 · Overland Park, Ks
- T•• W••• C•••••• A••••••• L•• to M•••••• W•••••left Sep 18, 2019, registered Oct 7, 2019 (19 days) · Other · moved with a team
- L••••• F•••••••• I•• to T•• W••• C•••••• A••••••• L••left Mar 11, 2008, registered Aug 26, 2014 (2359 days) · Other
- A••••••••• F•••••••• S•••••••• L•• to L••••• F•••••••• I••left Feb 18, 2005, registered Mar 16, 2006 (391 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- No RAUM reportedderived
- Years in industry
- 22derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address