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Advisor at OSAIC ADVISORY SERVICES, LLC
Mayfield Hts, OH
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| OSAIC ADVISORY SERVICES, LLC | Bd affiliated wealth | Nov 8, 2024 | n/a | yes | Mayfield Hts, OH | Current employment |
| ARBOR POINT ADVISORS | Former SEC adviser | Oct 26, 2022 | Nov 8, 2024 | no | MAYFIELD HTS, OH | Previous registration |
| BEACON FINANCIAL ADVISORY LLC | Independent wealth | Sep 9, 2015 | Oct 27, 2022 | no | CLEVELAND, OH | Previous registration |
| CAPITAL ANALYSTS | Bd affiliated wealth | Jun 14, 2012 | Oct 24, 2022 | no | CLEVELAND, OH | Previous registration |
| LINCOLN INVESTMENT | Independent wealth | Jun 1, 2012 | Oct 2, 2015 | no | Cleveland, OH | Previous registration |
| CINCINNATI ANALYSTS, INC | Former SEC adviser | Apr 26, 2010 | Jun 1, 2012 | no | CLEVELAND, OH | Previous registration |
| SANDERS MORRIS LLC | Independent wealth | Dec 5, 2006 | May 21, 2010 | no | BEACHWOOD, OH|BEACHWOOD, OH | Previous registration |
| OSAIC FA, INC. | Former SEC adviser | Jan 1, 2000 | Dec 6, 2006 | no | CLEVELAND, OH|ORANGE VILLAGE, OH | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| ARBOR POINT ADVISORS | OSAIC ADVISORY SERVICES, LLC | Nov 8, 2024 | Nov 8, 2024 | 0 | Bulk transfer | Ibd to ibd |
| BEACON FINANCIAL ADVISORY LLC | ARBOR POINT ADVISORS | Oct 27, 2022 | Oct 26, 2022 | -1 | Firm change | RIA to ibd |
| CAPITAL ANALYSTS | BEACON FINANCIAL ADVISORY LLC | Oct 24, 2022 | Sep 9, 2015 | -2,602 | Firm change after gap | Other |
| LINCOLN INVESTMENT | CAPITAL ANALYSTS | Oct 2, 2015 | Jun 14, 2012 | -1,205 | Firm change after gap | Other |
| CINCINNATI ANALYSTS, INC | LINCOLN INVESTMENT | Jun 1, 2012 | Jun 1, 2012 | 0 | Bulk transfer | Other |
| SANDERS MORRIS LLC | CINCINNATI ANALYSTS, INC | May 21, 2010 | Apr 26, 2010 | -25 | Firm change | Other |
| OSAIC FA, INC. | SANDERS MORRIS LLC | Dec 6, 2006 | Dec 5, 2006 | -1 | Firm change | Other |