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A•• P••••••• L••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserasset managerSEC registeredRAUM 1b 10b

A•• P••••••• L••

CRD 283081

CHICAGO, IL

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Search this name across graphsid dfx:ria:0a16c464-ac36-91e9-93ae-05aefdf92213

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 9:55 AM UTC and rebuilt at most every 15 minutes.

Relationships: 40
Dated events: 15
On other graphs: 2
Observed: Feb 26, 2016 to Sep 15, 2026
23 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Private Equityidentity

A•• P••••••• L••

Private equity manager · shared crd

Independent Sponsorsidentity

A•• P••••••• L••

Capital provider to sponsors · shared crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: asset managerderivedprivate_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $1.2BItem 5.F on the latest filing (2026-09-15); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $855M
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees

Private funds

Schedule D 7.B(1); gross asset value as reported, never fund size; reporting ends 2024-12-31

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
A•• A••••••••• I••••••••• L••	Private Equity Fund	$131M	Mar 26, 2024	3	Mar 26, 2024	reported	n/a

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
A•••••••• K••••• F••••••••	ASSISTANT SECRETARY, MANAGING ASSOCIATE GENERAL COUNSEL	Na	yes	07/2016	Mar 31, 2017	Mar 26, 2024
K••••••• E••••• A•••	CHIEF EXECUTIVE OFFICER	B	yes	02/2016	Feb 26, 2016

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
T••••••• A•••••••• L••	n/a	Former SEC adviser	$436B	N	yes	n/a
T•••••••• I••••••••• M••••••••• L••	n/a	Asset manager	$292B	N	yes

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
Davis	CA	United States	1	no

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$1.2B	$875M	33.1%	$1.1B	2.4%	14	13	0	0

Relationships

Affiliated with (27)

← C•••••••• A•••• M••••••••• L••Registered adviserother investment adviser, pooled vehicle sponsor, common control
factForm ADV
← G•••••• I••••••••• M••••••••• L••Registered adviserother investment adviser, pooled vehicle sponsor, common control
factForm ADV
→ N••••• F••• A•••••••• L••Registered adviserother investment adviser, bank, common control
factForm ADV
→ W•••••• C•••••• M••••••••• L••Registered adviser

Dated events

Occurred
Feb 27, 2026
Regulatory AUM changed
A•• P••••••• L•• reported RAUM $1.2B, up 33% from $875.2M (2025-08-22 to 2026-02-27)
Form ADVobserved 7 days ago
$290M
Occurred
Mar 31, 2023
Regulatory AUM changed
A•• P••••••• L•• reported RAUM $1.1B, up 85% from $586.1M (2023-02-02 to 2023-03-31)
Form ADVobserved 7 days ago
$498M
Occurred
Mar 31, 2023
Control person left
Emil Thomas Grenville (Interim Chief Compliance Officer) no longer on Schedule A of A•• P••••••• L•• (listed 2023-02-02, absent 2023-03-31)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:0a16c464-ac36-91e9-93ae-05aefdf92213
First observed: Feb 26, 2016
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.