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CRD 106940
MINNEAPOLIS, MN
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
| Advisor | Designations | Branch | Years here | In industry | Prior firms | Dual registered |
|---|---|---|---|---|---|---|
| CLARK JOSEPH WINSLOW | n/a | MINNEAPOLIS, MN | 19 | 34 | n/a | no |
| Fund | Type | Reported GAV | As of | Owners | First reported | Status | Form D file |
|---|---|---|---|---|---|---|---|
| WINSLOW GROWTH CAPITAL FUND II, L.P. | Venture Capital Fund | $211M | Mar 15, 2024 | 37 | Mar 25, 2020 | reported | 021-350016 |
| WINSLOW GROWTH CAPITAL FUND III, L.P. | Venture Capital Fund | $205M | Mar 15, 2024 | 22 | Mar 15, 2024 | reported | 021-477525 |
| GROWTH CAPITAL FUND I, L.P. | Venture Capital Fund | $76.9M | Mar 15, 2024 | 22 | Mar 24, 2016 | reported | 021-255072 |
| Owner | Title | Ownership code | Control person | Acquired | First seen | Last seen |
|---|---|---|---|---|---|---|
| ANDERSON, MEGAN, L | MANAGING DIRECTOR, CHIEF CLIENT OFFICER | Na | yes | 12/2021 | Mar 23, 2022 | Mar 15, 2024 |
| CIERNIA, DEREK, MICHAEL | MANAGING DIRECTOR, CHIEF COMPLIANCE OFFICER AND CHIEF LEGAL OFFICER | Na | yes | 07/2017 | Sep 14, 2017 | Mar 15, 2024 |
| KELLY, JUSTIN, HOLLY | CHIEF EXECUTIVE OFFICER, CHIEF INVESTMENT OFFICER, PORTFOLIO MANAGER | Na | yes | 03/2005 | Mar 20, 2012 | Mar 15, 2024 |
| NUVEEN FINANCE, LLC | Shareholder | E | yes | 01/2017 | Mar 23, 2017 | Mar 15, 2024 |
| NUVEEN HOLDINGS 1, INC. | Shareholder | E | yes | 01/2017 | Mar 23, 2017 | Mar 15, 2024 |
| NUVEEN HOLDINGS, INC. | Shareholder | E | yes | 11/2007 | Mar 19, 2015 | Mar 15, 2024 |
| NUVEEN INVESTMENTS, INC. | MANAGING MEMBER | E | yes | 06/2012 | Mar 20, 2012 | Mar 15, 2024 |
| NUVEEN WCM HOLDINGS, LLC | MANAGING MEMBER | E | yes | 06/2012 | Jul 5, 2012 | Mar 15, 2024 |
| NUVEEN, LLC | Member | E | yes | 10/2014 | Mar 23, 2017 | Mar 15, 2024 |
| TEACHERS INSURANCE AND ANNUITY ASSOCIATION OF AMERICA | Member | E | yes | 10/2014 | Oct 3, 2014 | Mar 15, 2024 |
| TIAA BOARD OF OVERSEERS | Shareholder | E | yes | 10/2014 | Oct 3, 2014 | Mar 15, 2024 |
| WIENEKE, JEFFREY, DEAN | MANAGING DIRECTOR, CHIEF FINANCIAL OFFICER | Na | yes | 07/2015 | Jul 7, 2015 | Mar 15, 2024 |
| Related person | Type | Class on the graph | Its RAUM | Control | Common control | State |
|---|---|---|---|---|---|---|
| TEACHERS ADVISORS, LLC | n/a | Former SEC adviser | $436B | N | yes | n/a |
| TIAA-CREF INVESTMENT MANAGEMENT LLC | n/a | Asset manager | $292B | N | yes | n/a |
| NUVEEN ASSET MANAGEMENT, LLC | n/a | Mixed wealth | $280B | N | yes | n/a |
| NUVEEN FUND ADVISORS, LLC | n/a | Asset manager | $186B | N | yes | n/a |
| NUVEEN ALTERNATIVES ADVISORS LLC | n/a | Institutional manager | $142B | N | yes | n/a |
| CHURCHILL ASSET MANAGEMENT LLC | n/a | Other adviser | $56B | N | yes | n/a |
| GRESHAM INVESTMENT MANAGEMENT LLC | n/a | Other adviser | $8.6B | N | yes | n/a |
| CHURCHILL DLC ADVISOR LLC | n/a | Asset manager | $2.1B | N | yes | n/a |
| AGR PARTNERS LLC | n/a | Asset manager | $1.2B | N | yes | n/a |
| CLEAN ENERGY PARTNERS LLP | n/a | n/a | n/a | N | yes | n/a |
| GLENNMONT ASSET MANAGEMENT LIMITED | n/a | n/a | n/a | N | yes | n/a |
| GLENNMONT PARTNERS I LIMITED | n/a | n/a | n/a | N | yes | n/a |
| NUVEEN ASSET MANAGEMENT EUROPE SARL | n/a | n/a | n/a | N | yes | n/a |
| NUVEEN INVESTMENT MANAGEMENT INTERNATIONAL LIMITED | n/a | n/a | n/a | N | yes | n/a |
| NUVEEN MANAGEMENT AIFM LIMITED | n/a | n/a | n/a | N | yes | n/a |
| NUVEEN SECURITIES, LLC | n/a | n/a | n/a | N | yes | n/a |
| NUVEEN SINGAPORE PRIVATE LTD | n/a | n/a | n/a | N | yes | n/a |
| NUVEEN UK LIMITED | n/a | n/a | n/a | N | yes | n/a |
| WESTCHESTER GROUP REAL ESTATE, INC. | n/a | n/a | n/a | N | yes | n/a |
| Fiscal year | Filed | RAUM | Discretionary | Employees | Advisory staff | Offices | Private funds | Fund GAV |
|---|---|---|---|---|---|---|---|---|
| 2025 | Mar 20, 2026 | $29B | $29B | 37 | 19 | 2 | 3 | n/a |
| 2024 | Mar 13, 2025 | $27B | $27B | 36 | 18 | 1 | 3 | n/a |
| 2023 | Mar 15, 2024 | $23B | $23B | 39 | 20 | 0 | 3 | $494M |
| 2022 | Mar 24, 2023 | $17B | $17B | 39 | 18 | 0 | 2 | $309M |
| 2021 | Mar 23, 2022 | $26B | $26B | 38 | 17 | 0 | 2 | $434M |
| 2020 | Mar 15, 2021 | $23B | $23B | 40 | 21 | 0 | 3 | $521M |
| 2019 | Mar 25, 2020 | $19B | $19B | 41 | 21 | 0 | 3 | $419M |
| 2018 | Mar 23, 2019 | $16B | $16B | 42 | 21 | 0 | 2 | $270M |
| 2017 | Mar 23, 2018 | $17B | $17B | 38 | 21 | 0 | 2 | $204M |
| 2016 | Mar 23, 2017 | $22B | $22B | 39 | 21 | n/a | 2 | $220M |
| 2015 | Mar 24, 2016 | $28B | $28B | 38 | 20 | n/a | 1 | $200M |
| 2014 | Mar 19, 2015 | $32B | $32B | 31 | 18 | n/a | n/a | n/a |
| 2013 | Feb 26, 2014 | $34B | $34B | 31 | 18 | n/a | n/a | n/a |
| 2012 | Mar 8, 2013 | $32B | $32B | 28 | 16 | n/a | n/a | n/a |
| 2011 | Mar 20, 2012 | $27B | $27B | n/a | n/a | n/a | n/a | n/a |
| Joined, 12m | Left, 12m | Net, 12m | Departure rate, 12m | Joined, 90d | Left, 90d | Left, no destination yet | Joined, 36m | Left, 36m |
|---|---|---|---|---|---|---|---|---|
| 0 | 0 | 0 | 0.0% | 0 | 0 | 0 | 0 | 0 |
| Latest fiscal year | RAUM | A year earlier | 1y change | Three years earlier | 3y CAGR | Employees | A year earlier | Offices | A year earlier |
|---|---|---|---|---|---|---|---|---|---|
| 2025 | $29B | $27B | 5.5% | $17B | 18.2% | 37 | 36 | 2 | 1 |