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RIA / WealthAdvisordual registered (broker-dealer)22 years in industry

Christopher Jay Twining

Advisor at EDWARD JONES

CAPE CORAL, FL

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Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 6:58 AM UTC and rebuilt at most every 15 minutes.

Relationships: 14
Dated events: 1
On other graphs: 0
Observed: Jul 21, 2004 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: EDWARD JONES
Current firm class: national broker-dealer RIAderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jul 8, 2004earliest registration or exam on IAPD
Years in industry: 22derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 13
Current registrations: 1
Registered states: 2
Exams: S66
First exam: Jul 8, 2004
First registration: Jul 21, 2004
Dual registered: yes, broker-dealer
Other names: Christopher J Twining|CHRISTOPHER TWINING|CHRISTOPHER JAX TWINING
IAPD individual key: 4771446

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
EDWARD JONES	National bd RIA	Feb 14, 2025	n/a	yes	CAPE CORAL, FL	Current employment
CHARLES SCHWAB & CO., INC.	National bd RIA	Feb 8, 2022	Jan 17, 2025	no	Fort Myers, FL	Previous registration
TD AMERITRADE INVESTMENT MANAGEMENT, LLC	Former SEC adviser	Jun 29, 2020	Sep 7, 2023	no	FT. MYERS, FL\|Fort Myers, FL	Previous registration
TD AMERITRADE, INC.	Former SEC adviser	Jun 17, 2020	Oct 14, 2022	no	Ft. Myers, FL\|OMAHA, NE	Previous registration
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Wirehouse	Jul 20, 2016	May 8, 2020	no	Fort Myers, FL\|VENICE, FL\|FORT MYERS, FL\|FORT MYERS, FL\|FORT MYERS, FL\|FORT MYERS, FL	Previous registration
OSAIC ADVISORY SERVICES, LLC	Bd affiliated wealth	Jan 6, 2016	Apr 5, 2016	no	Rocky River, OH\|ATLANTA, GA	Previous registration
PENSION BUILDERS AND CONSULTANTS	Former SEC adviser	Feb 23, 2015	Dec 31, 2015	no	ROCKY RIVER, OH	Previous registration
NEW ENGLAND SECURITIES CORPORATION	Former SEC adviser	Aug 20, 2010	Sep 3, 2013	no	WESTLAKE, OH	Previous registration
PNC WEALTH MANAGEMENT	Bd affiliated wealth	Nov 13, 2009	Mar 11, 2010	no	AVON, OH	Previous registration
NATCITY INVESTMENTS, INC.	n/a	Mar 11, 2009	Nov 13, 2009	no	AVON, OH\|AVON, OH	Previous registration
TD AMERITRADE INVESTMENT MANAGEMENT, LLC	Former SEC adviser	Sep 15, 2008	Dec 22, 2008	no	BEACHWOOD, OH	Previous registration
TD AMERITRADE, INC.	Former SEC adviser	Sep 15, 2008	Dec 22, 2008	no	Orange Village, OH	Previous registration
MML INVESTORS SERVICES, LLC	Bd affiliated wealth	Oct 3, 2005	Sep 9, 2008	no	LEAWOOD, KS\|Overland Park, KS\|OVERLAND PARK, KS	Previous registration
EQUITABLE ADVISORS, LLC	National bd RIA	Jul 21, 2004	Oct 7, 2005	no	CLEVELAND, OH	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
CHARLES SCHWAB & CO., INC.	EDWARD JONES	Jan 17, 2025	Feb 14, 2025	28	Firm change	Ibd to ibd
TD AMERITRADE INVESTMENT MANAGEMENT, LLC	CHARLES SCHWAB & CO., INC.	Sep 7, 2023	Feb 8, 2022	-576	Bulk transfer	RIA to ibd
TD AMERITRADE, INC.	TD AMERITRADE INVESTMENT MANAGEMENT, LLC	Oct 14, 2022	Jun 29, 2020	-837	Bulk transfer	Other
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	TD AMERITRADE, INC.	May 8, 2020	Jun 17, 2020	40	Firm change	Other
OSAIC ADVISORY SERVICES, LLC	MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Apr 5, 2016	Jul 20, 2016	106	Firm change	Other
PENSION BUILDERS AND CONSULTANTS	OSAIC ADVISORY SERVICES, LLC	Dec 31, 2015	Jan 6, 2016	6	Firm change	Other
NEW ENGLAND SECURITIES CORPORATION	PENSION BUILDERS AND CONSULTANTS	Sep 3, 2013	Feb 23, 2015	538	Firm change after gap	Other
PNC WEALTH MANAGEMENT	NEW ENGLAND SECURITIES CORPORATION	Mar 11, 2010	Aug 20, 2010	162	Firm change	Other
NATCITY INVESTMENTS, INC.	PNC WEALTH MANAGEMENT	Nov 13, 2009	Nov 13, 2009	0	Bulk transfer	Other
TD AMERITRADE INVESTMENT MANAGEMENT, LLC	TD AMERITRADE, INC.	Dec 22, 2008	Sep 15, 2008	-98	Channel change	Other
TD AMERITRADE, INC.	TD AMERITRADE INVESTMENT MANAGEMENT, LLC	Dec 22, 2008	Sep 15, 2008	-98	Firm change after gap	Other
MML INVESTORS SERVICES, LLC	TD AMERITRADE, INC.	Sep 9, 2008	Sep 15, 2008	6	Firm change	Other
EQUITABLE ADVISORS, LLC	MML INVESTORS SERVICES, LLC	Oct 7, 2005	Oct 3, 2005	-4	Firm change	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
164400:171070:OH:2015-12-31	Dec 31, 2015	Jan 6, 2016	ROCKY RIVER, OH	Firm change

Relationships

Registered with (12)

→ EDWARD JONESRegistered adviserregistration: current employment
Feb 14, 2025 to presentfactForm ADV
→ CHARLES SCHWAB & CO., INC.Registered adviserregistration: previous registration
Feb 8, 2022 to Jan 17, 2025factForm ADV
→ TD AMERITRADE INVESTMENT MANAGEMENT, LLCRegistered adviserregistration: previous registration
Jun 29, 2020 to Sep 7, 2023factForm ADV
→ TD AMERITRADE, INC.Registered adviserregistration: previous registration
Jun 17, 2020 to Oct 14, 2022factForm ADV
→ MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDRegistered adviserregistration: previous registration
Jul 20, 2016 to May 8, 2020factForm ADV
→ OSAIC ADVISORY SERVICES, LLCRegistered adviserregistration: previous registration
Jan 6, 2016 to Apr 5, 2016factForm ADV
→ PENSION BUILDERS AND CONSULTANTSRegistered adviserregistration: previous registration
Feb 23, 2015 to Dec 31, 2015factForm ADV
→ NEW ENGLAND SECURITIES CORPORATIONRegistered adviserregistration: previous registration
Aug 20, 2010 to Sep 3, 2013factForm ADV
→ PNC WEALTH MANAGEMENTRegistered adviserregistration: previous registration
Nov 13, 2009 to Mar 11, 2010factForm ADV
→ NATCITY INVESTMENTS, INC.Registered adviserregistration: previous registration
Mar 11, 2009 to Nov 13, 2009factForm ADV
→ MML INVESTORS SERVICES, LLCRegistered adviserregistration: previous registration
Oct 3, 2005 to Sep 9, 2008factForm ADV
→ EQUITABLE ADVISORS, LLCRegistered adviserregistration: previous registration
Jul 21, 2004 to Oct 7, 2005factForm ADV

Dated events

Occurred
Jan 17, 2025
Advisor changed firm
Christopher Jay Twining left Charles Schwab & Co., Inc. for Edward Jones (registered 2025-02-14)
Form ADVobserved 5 days ago