DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

SEC-registered adviser

Barnett & Co Inc

Independent wealth managerChattanooga, TennesseeCRD 105867SEC 801-20295websiteIAPD
Latest filing Aug 17, 2026
First filing on the tape Feb 2, 2012 · 36 filings
SEC status approved since Feb 6, 1984
RAUM
$142M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
99%
$141M individuals and HNW
Advisors
2
registered through the firm on IAPD
RAUM per advisor
$71.0M
derived; firm RAUM over IAPD count
Employees
5
3 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
36 filings and snapshots on the tape
RAUM$142M as of Aug 17, 2026
Feb 2, 2012$248M then
HNW client RAUM$122M as of Aug 17, 2026
Jan 31, 2018$65.3M then
State-registered IARs (5.B.3)3 as of Aug 17, 2026
Jan 31, 20133 then
Employees (5.A)5 as of Aug 17, 2026
Jan 31, 201312 then
Private funds: no history
RAUM -19% over the last fiscal year-2.1% a year over threeIARs 2 to 3
Practice profile
derived from the filing of Aug 17, 2026; every figure names its basis
Archetypes, each a printed rule
  • HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
  • Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
  • Solo or small team · one advisor, or a wealth manager with up to three advisors and one office
RAUM per advisor
$71.0MderivedRAUM over IAPD advisors; not a book size
Clients per advisor
58derivedindividual and HNW clients (5.D) over advisors
Average HNW client
$2.2MderivedHNW RAUM over HNW clients
Average account
$539,986derivedRAUM over accounts (5.F.2.f)
Discretionary
100%derivedof RAUM
Institutional
0.2%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
2.5derivedItem 5.A over advisors
Advisors per office
2.0derived1 offices incl. principal (1.F.5)
RAUM growth, one year
-19%derivedbetween the last two annual amendments
Advisor growth, one year
+50%derivedItem 5.B.3 between annual amendments
Client growth, one year
-5.7%derived
Compensation
percentage of assets, hourly, fixed feesreportedItem 5.E
Advisory activities
financial planning, portfolio management for individuals, portfolio management for businesses and institutions, educational seminarsreportedItem 5.G
Custody
$38.8M, 54 clientsreportedItem 9.A
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • buys or sells securities as principal to or from clients (8.A.2)
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • receives research or other products from a broker-dealer, soft dollars (8.E)
  • has custody of client cash or bank accounts (9.A.1.a)
  • has custody of client securities (9.A.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • High-net-worth individuals$122M86%
  • Individuals$19.3M14%
  • Corporations and businesses$458,8270.3%
  • Charitable organizations$327,0930.2%
Individual clients
60reported
HNW clients
56reported
Pension plan clients
n/areported
Charitable clients
n/areported
Accounts
263reported
Financial planning clients
1-10reported
Wrap fee programs
noreported
Custody of client assets
$38.8M for 54 clientsreported
Compensation
% of AUM, fixed, hourlyreported
Class basis
private_client_share=0.99 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
2 on IAPD today, longest tenure first
NameBranchHere sinceIn industryPrior firms
Warren Magill BarnettChartered Financial AnalystChattanooga, TnSep 18, 200742 y0
Carter Y HansardCertified Financial PlannerChattanooga, TnOct 4, 202112 y3
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
Joined, latest
Every departureEvery arrival
Teams: two or more advisors moving together within fourteen days, from one state
    Teams outTeams in
    Private funds
    No private fund reported.
    Owners and control persons
    Schedule A and B, latest filing
    • Magill Warren Barnett · Presidentcontrol
      since 11/1983 · owns 75% or more
    • Marie Denise Adamczyk · Chief Compliance Officer
      since 05/2021 · owns less than 5%
    Related persons
    Schedule D 7.A
    No related person reported.
    Office movement
    IAPD branch city; joins and departures in 12 months
    OfficeAdvisorsJoinedLeftTeams outForming
    Chattanooga, Tn · principal200
    Offices
    Schedule D 1.F, the 25 largest
    No branch office listed.
    What changed
    consecutive filings, newest first
    • Accounts · 289 to 263
      Jan 29, 2025 to Jan 29, 2026
    • HNW clients · 62 to 56
      Jan 29, 2025 to Jan 29, 2026
    • Individual clients · 61 to 60
      Jan 29, 2025 to Jan 29, 2026
    • Assets in custody · $39.5M to $38.8M
      Jan 29, 2025 to Jan 29, 2026
    • State-registered IARs · 2 to 3
      Jan 29, 2025 to Jan 29, 2026
    • Discretionary RAUM · $175M to $142M
      Jan 29, 2025 to Jan 29, 2026
    • HNW RAUM · $153M to $122M
      Jan 29, 2025 to Jan 29, 2026
    • Individual RAUM · $20.2M to $19.3M
      Jan 29, 2025 to Jan 29, 2026
    • RAUM · $175M to $142M
      Jan 29, 2025 to Jan 29, 2026
    • Accounts · 295 to 289
      Jan 29, 2024 to Jan 29, 2025
    • Advisory employees · 2 to 3
      Jan 29, 2024 to Jan 29, 2025
    • HNW clients · 61 to 62
      Jan 29, 2024 to Jan 29, 2025
    • Individual clients · 65 to 61
      Jan 29, 2024 to Jan 29, 2025
    • Assets in custody · $31.1M to $39.5M
      Jan 29, 2024 to Jan 29, 2025
    • Employees · 3 to 5
      Jan 29, 2024 to Jan 29, 2025
    • Financial planning clients · 11-25 to 1-10
      Jan 29, 2024 to Jan 29, 2025
    • Discretionary RAUM · $156M to $175M
      Jan 29, 2024 to Jan 29, 2025
    • HNW RAUM · $134M to $153M
      Jan 29, 2024 to Jan 29, 2025
    • Individual RAUM · $19.9M to $20.2M
      Jan 29, 2024 to Jan 29, 2025
    • RAUM · $156M to $175M
      Jan 29, 2024 to Jan 29, 2025
    • Accounts · 305 to 295
      Jan 27, 2023 to Jan 29, 2024
    • Charity clients · 5.0 to unset
      Jan 27, 2023 to Jan 29, 2024
    • HNW clients · 93 to 61
      Jan 27, 2023 to Jan 29, 2024
    • Individual clients · 42 to 65
      Jan 27, 2023 to Jan 29, 2024
    • Assets in custody · $26.1M to $31.1M
      Jan 27, 2023 to Jan 29, 2024
    • Discretionary RAUM · $152M to $156M
      Jan 27, 2023 to Jan 29, 2024
    • HNW RAUM · $141M to $134M
      Jan 27, 2023 to Jan 29, 2024
    • Individual RAUM · $7.4M to $19.9M
      Jan 27, 2023 to Jan 29, 2024
    • RAUM · $152M to $156M
      Jan 27, 2023 to Jan 29, 2024
    • Accounts · 308 to 305
      Mar 25, 2022 to Jan 27, 2023
    • Charity clients · 3 to 5
      Mar 25, 2022 to Jan 27, 2023
    • HNW clients · 37 to 93
      Mar 25, 2022 to Jan 27, 2023
    • Individual clients · 271 to 42
      Mar 25, 2022 to Jan 27, 2023
    • Assets in custody · $31.7M to $26.1M
      Mar 25, 2022 to Jan 27, 2023
    • Discretionary RAUM · $157M to $152M
      Mar 25, 2022 to Jan 27, 2023
    • HNW RAUM · $81.2M to $141M
      Mar 25, 2022 to Jan 27, 2023
    • Individual RAUM · $72.9M to $7.4M
      Mar 25, 2022 to Jan 27, 2023
    • RAUM · $157M to $152M
      Mar 25, 2022 to Jan 27, 2023
    • Accounts · 477 to 308
      Jul 22, 2021 to Jan 28, 2022
    • Advisory employees · 5 to 2
      Jul 22, 2021 to Jan 28, 2022
    Signals
    1 dated events
    • W Glenn Geelhoed (Shareholder) no longer on Schedule A of Barnett & Co Inc (listed 2022-03-25, absent 2023-01-27)
      Jan 27, 2023 · Control person left · inference
    Across DFX
    shared identifiers only, never a name match
    No identifier-backed link to the venture, private equity, family office or sponsor graphs.
    How to reach
    public business contact points only, each with its source
    Business phone
    423-756-0125reportedpublished by the firm, firm site, Sep 16, 2026
    Firm profile
    linkedin.com/company/barnett-&-companyreportedpublic record, Form ADV, Sep 17, 2026
    Website
    BARNETTANDCOMPANY.COMreportedpublic record, Form ADV, Sep 17, 2026
    Principal office phone
    423-756-0125reportedpublic record, Form ADV, Aug 17, 2026
    Contact form
    barnettandcompany.com/contact-usreportedpublished by the firm, firm site, Sep 16, 2026
    Team page
    barnettandcompany.com/our-teamreportedpublished by the firm, firm site, Sep 16, 2026
    Provenance
    Form ADV
    SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
    Advisors
    IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
    Class
    Independent wealth managerderiveda rule over Items 5.D and 7.A
    RAUM per advisor
    $71.0Mderivedfirm RAUM over the IAPD count; not a book size
    Loaded
    Sep 14, 2026