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RIA / WealthAdvisor28 years in industry

Michael A Guthrie

Advisor at SHP WEALTH MANAGEMENT, LLC

PLYMOUTH, MA

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Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 12:18 PM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 1
On other graphs: 0
Observed: Jul 6, 2005 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: SHP WEALTH MANAGEMENT, LLC
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Apr 2, 1998earliest registration or exam on IAPD
Years in industry: 28derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 6
Current registrations: 1
Registered states: 1
Exams: S63|S65
First exam: Apr 2, 1998
First registration: Jul 6, 2005
Dual registered: no
Other names: MICHAEL A GUTHRIE|MICHAEL ALOYSIOUS GUTHRIE|MICHAEL ALOYSIOUS GUTHRIE|Michael A Guthrie|Mike Guthrie
IAPD individual key: 2968177

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
SHP WEALTH MANAGEMENT, LLC	Independent wealth	Oct 26, 2023	n/a	yes	PLYMOUTH, MA	Current employment
NORTHWESTERN MUTUAL INVESTMENT SERVICES,LLC	No RAUM reported	Apr 8, 2020	Oct 17, 2023	no	BOSTON, MA	Previous registration
CITIZENS SECURITIES, INC.	Bd affiliated wealth	Jan 5, 2018	Feb 28, 2020	no	CHESTNUT HILL, MA\|Hudson, MA\|NEWTON, MA\|NEWTON, MA\|NEWTONVILLE, MA\|WATERTOWN, MA\|WATERTOWN, MA\|WATERTOWN, MA	Previous registration
RUSSELL INVESTMENTS	Asset manager	Aug 4, 2014	Jan 5, 2017	no	STOW, MA\|SEATTLE, WA	Previous registration
STRATEGIC ADVISERS LLC	National bd RIA	Apr 8, 2013	Jun 12, 2014	no	BOSTON, MA\|SHREWSBURY, MA	Previous registration
BLACKROCK FINANCIAL MANAGEMENT, INC	Other adviser	May 23, 2006	Jan 3, 2013	no	BOSTON, MA\|NEW YORK, NY\|ST. AUGUSTINE, FL	Previous registration
BLACKROCK CAPITAL MANAGEMENT, INC.	Asset manager	Jul 6, 2005	May 18, 2006	no	NEW YORK, NY	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
NORTHWESTERN MUTUAL INVESTMENT SERVICES,LLC	SHP WEALTH MANAGEMENT, LLC	Oct 17, 2023	Oct 26, 2023	9	Firm change	Other
CITIZENS SECURITIES, INC.	NORTHWESTERN MUTUAL INVESTMENT SERVICES,LLC	Feb 28, 2020	Apr 8, 2020	40	Firm change	Other
RUSSELL INVESTMENTS	CITIZENS SECURITIES, INC.	Jan 5, 2017	Jan 5, 2018	365	Firm change	Other
STRATEGIC ADVISERS LLC	RUSSELL INVESTMENTS	Jun 12, 2014	Aug 4, 2014	53	Firm change	Other
BLACKROCK FINANCIAL MANAGEMENT, INC	STRATEGIC ADVISERS LLC	Jan 3, 2013	Apr 8, 2013	95	Firm change	Other
BLACKROCK CAPITAL MANAGEMENT, INC.	BLACKROCK FINANCIAL MANAGEMENT, INC	May 18, 2006	May 23, 2006	5	Firm change	Other

Relationships

Registered with (7)

→ SHP WEALTH MANAGEMENT, LLCRegistered adviserregistration: current employment
Oct 26, 2023 to presentfactForm ADV
→ NORTHWESTERN MUTUAL INVESTMENT SERVICES,LLCRegistered adviserregistration: previous registration
Apr 8, 2020 to Oct 17, 2023factForm ADV
→ CITIZENS SECURITIES, INC.Registered adviserregistration: previous registration
Jan 5, 2018 to Feb 28, 2020factForm ADV
→ RUSSELL INVESTMENTSRegistered adviserregistration: previous registration
Aug 4, 2014 to Jan 5, 2017factForm ADV
→ STRATEGIC ADVISERS LLCRegistered adviserregistration: previous registration
Apr 8, 2013 to Jun 12, 2014factForm ADV
→ BLACKROCK FINANCIAL MANAGEMENT, INCRegistered adviserregistration: previous registration
May 23, 2006 to Jan 3, 2013factForm ADV
→ BLACKROCK CAPITAL MANAGEMENT, INC.Registered adviserregistration: previous registration
Jul 6, 2005 to May 18, 2006factForm ADV

Dated events

Occurred
Oct 17, 2023
Advisor changed firm
Michael A Guthrie left Northwestern Mutual Investment Services,Llc for Shp Wealth Management, Llc (registered 2023-10-26)
Form ADVobserved 4 days ago