DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Registered advisor

Michael A Guthrie

Shp Wealth Management, LLCindependent RIAPlymouth, MaIA-onlyIAPD 2968177

Feed of 09/14/2026

Also filed as Michael A Guthrie

At current firm

2 y

since Oct 26, 2023

In the industry

28 y

since Apr 2, 1998 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63, S65

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

Shp Wealth Management, LLC independent RIA current
since Oct 26, 2023 · Plymouth, Ma
Northwestern Mutual Investment Services,LLC no RAUM
Apr 8, 2020 to Oct 17, 2023 · Boston, Ma
Citizens Securities, Inc. BD affiliated
Jan 5, 2018 to Feb 28, 2020 · Chestnut Hill, Ma
Russell Investments asset manager
Aug 4, 2014 to Jan 5, 2017 · Stow, Ma
Strategic Advisers LLC national BD
Apr 8, 2013 to Jun 12, 2014 · Boston, Ma
Blackrock Financial Management, Inc other
May 23, 2006 to Jan 3, 2013 · Boston, Ma
Blackrock Capital Management, Inc. asset manager
Jul 6, 2005 to May 18, 2006 · New York, Ny

Moves

a registration end followed by a registration begin elsewhere

Northwestern Mutual Investment Services,LLC to Shp Wealth Management, LLC
left Oct 17, 2023, registered Oct 26, 2023 (9 days) · Other
Citizens Securities, Inc. to Northwestern Mutual Investment Services,LLC
left Feb 28, 2020, registered Apr 8, 2020 (40 days) · Other
Russell Investments to Citizens Securities, Inc.
left Jan 5, 2017, registered Jan 5, 2018 (365 days) · Other
Strategic Advisers LLC to Russell Investments
left Jun 12, 2014, registered Aug 4, 2014 (53 days) · Other
Blackrock Financial Management, Inc to Strategic Advisers LLC
left Jan 3, 2013, registered Apr 8, 2013 (95 days) · Other
Blackrock Capital Management, Inc. to Blackrock Financial Management, Inc
left May 18, 2006, registered May 23, 2006 (5 days) · Other

Signals

Michael A Guthrie left Northwestern Mutual Investment Services,Llc for Shp Wealth Management, Llc (registered 2023-10-26)
Oct 17, 2023 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Independent wealth managerderived
Years in industry: 28derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address