DFX Intelligence
Data Factory
Reading the graph
Reading the graph
Advisor at Q3 ADVISORS, LLC
Scottsdale, AZ
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| Q3 ADVISORS, LLC | No RAUM reported | Jul 10, 2025 | n/a | yes | Scottsdale, AZ | Current employment |
| ILLUMINATION WEALTH MANAGEMENT | Independent wealth | Mar 1, 2024 | Aug 14, 2025 | no | Scottsdale, AZ|SAN DIEGO, CA|Phoenix, AZ | Previous registration |
| Mariner | Bd affiliated wealth | Apr 5, 2023 | Jan 24, 2024 | no | SCOTTSDALE, AZ | Previous registration |
| Q3 ADVISORS, LLC | No RAUM reported | Oct 4, 2021 | Feb 13, 2023 | no | ARVADA, CO|Phoenix, AZ | Previous registration |
| DEW WEALTH MANAGEMENT | Independent wealth | Feb 25, 2021 | Aug 27, 2021 | no | SCOTTSDALE, AZ | Previous registration |
| CHARLES SCHWAB & CO., INC. | National bd RIA | Sep 22, 2017 | Dec 2, 2019 | no | Phoenix, AZ | Previous registration |
| USAA FINANCIAL PLANNING SERVICES | Former SEC adviser | Feb 15, 2006 | Aug 28, 2017 | no | SAN ANTONIO, TX|PHOENIX, AZ | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| ILLUMINATION WEALTH MANAGEMENT | Q3 ADVISORS, LLC | Aug 14, 2025 | Jul 10, 2025 | -35 | Firm change after gap | Other |
| Mariner | ILLUMINATION WEALTH MANAGEMENT | Jan 24, 2024 | Mar 1, 2024 | 37 | Firm change | Ibd to RIA |
| Q3 ADVISORS, LLC | Mariner | Feb 13, 2023 | Apr 5, 2023 | 51 | Firm change | Other |
| DEW WEALTH MANAGEMENT | Q3 ADVISORS, LLC | Aug 27, 2021 | Oct 4, 2021 | 38 | Firm change | Other |
| CHARLES SCHWAB & CO., INC. | DEW WEALTH MANAGEMENT | Dec 2, 2019 | Feb 25, 2021 | 451 | Firm change after gap | Ibd to RIA |
| USAA FINANCIAL PLANNING SERVICES | CHARLES SCHWAB & CO., INC. | Aug 28, 2017 | Sep 22, 2017 | 25 | Firm change | Other |