DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

S••• R• M••••••

Q• A•••••••• L••no RAUMScottsdale, AzIA-onlyIAPD 5073170

Certified Financial Planner

Feed of 09/14/2026

Also filed as Sean Raymond Meyeres

At current firm

1 y

since Jul 10, 2025

In the industry

20 y

since Nov 1, 2005 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S65, S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

Q• A•••••••• L•• no RAUM current
since Jul 10, 2025 · Scottsdale, Az
I••••••••• W••••• M••••••••• independent RIA
Mar 1, 2024 to Aug 14, 2025 · Scottsdale, Az
M•••••• BD affiliated
Apr 5, 2023 to Jan 24, 2024 · Scottsdale, Az
Q• A•••••••• L•• no RAUM
Oct 4, 2021 to Feb 13, 2023 · Arvada, Co
D•• W••••• M••••••••• independent RIA
Feb 25, 2021 to Aug 27, 2021 · Scottsdale, Az
C•••••• S••••• • C••• I••• national BD
Sep 22, 2017 to Dec 2, 2019 · Phoenix, Az
U••• F•••••••• P••••••• S••••••• former
Feb 15, 2006 to Aug 28, 2017 · San Antonio, Tx

Moves

a registration end followed by a registration begin elsewhere

I••••••••• W••••• M••••••••• to Q• A•••••••• L••
left Aug 14, 2025, registered Jul 10, 2025 (-35 days) · Other
M•••••• to I••••••••• W••••• M•••••••••
left Jan 24, 2024, registered Mar 1, 2024 (37 days) · Affiliated broker-dealer or bank to independent RIA
Q• A•••••••• L•• to M••••••
left Feb 13, 2023, registered Apr 5, 2023 (51 days) · Other
D•• W••••• M••••••••• to Q• A•••••••• L••
left Aug 27, 2021, registered Oct 4, 2021 (38 days) · Other
C•••••• S••••• • C••• I••• to D•• W••••• M•••••••••
left Dec 2, 2019, registered Feb 25, 2021 (451 days) · Affiliated broker-dealer or bank to independent RIA
U••• F•••••••• P••••••• S••••••• to C•••••• S••••• • C••• I•••
left Aug 28, 2017, registered Sep 22, 2017 (25 days) · Other

Signals

S••• R• M•••••• left I••••••••• W••••• M••••••••• for Q• A•••••••• L•• (registered 2025-07-10)
Aug 14, 2025 · Advisor changed firm · fact
S••• R• M•••••• left Mariner for I••••••••• W••••• M••••••••• (registered 2024-03-01)
Jan 24, 2024 · Advisor changed firm · fact
S••• R• M•••••• left Q• A•••••••• L•• for Mariner (registered 2023-04-05)
Feb 13, 2023 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: No RAUM reportedderived
Years in industry: 20derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address