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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM 1b 10b

HALCYON OFFSHORE ASSET MANAGEMENT LLC

CRD 107182

NEW YORK, NY

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Search this name across graphsid dfx:ria:0bf063ec-ee79-9ad4-ccc2-295902cfbe59

Data as of Sep 14, 2012 (this record's last observation) from federal regulator filings. Page built Sep 18, 2026, 11:34 PM UTC and rebuilt at most every 15 minutes.

Relationships: 19
Dated events: 0
On other graphs: 1
Observed: Mar 30, 2012 to Sep 14, 2012
2 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Private Creditidentity

HALCYON OFFSHORE ASSET MANAGEMENT LLC

Private credit manager · shared crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $2.9BItem 5.F on the latest filing (2012-09-14); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $2.9B
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Accounts: 10
Private funds: 7Schedule D 7.B(1)
Private fund GAV: $2.9Bgross asset value as reported per fund; never fund size
Custody, client assets: $0
SEC number: 801-53491
CRD: 107182
Filings on the tape: 2
First filed: Mar 30, 2012
Latest filed: Sep 14, 2012
Organised: Limited Liability Company, Delaware

Private funds

Schedule D 7.B(1); gross asset value as reported, never fund size; reporting ends 2024-12-31

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
SWISS CAPITAL PRO LOAN PLC	Other Private Fund	$10.5M	Mar 30, 2012	0	Mar 30, 2012	reported	n/a

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
BADER, JOHN, M.	MEMBER, MANAGING PRINCIPAL, CHAIRMAN	C	yes	01/1996	Mar 30, 2012	Sep 14, 2012
GOLDBERG, AARON	MEMBER, MANAGING PRINCIPAL, CHIEF FINANCIAL OFFICER	Na	yes	05/2006	Mar 30, 2012	Sep 14, 2012
HIRSCHFELD, THOMAS, PAUL	MEMBER, MANAGING PRINCIPAL AND CHIEF OPERATING OFFICER	Na	yes	01/2006	Mar 30, 2012	Sep 14, 2012
KONNER, KEVAH, ROSS	MEMBER, MANAGING PRINCIPAL, VICE CHAIRMAN	B	yes	01/1996	Mar 30, 2012	Sep 14, 2012
MCDERMOTT, SUZANNE	CHIEF COMPLIANCE OFFICER, ASSOCIATE GENERAL COUNSEL	Na	yes	12/2008	Mar 30, 2012	Sep 14, 2012
MITAL, MANISH	MANAGING PRINCIPAL, GENERAL COUNSEL	Na	yes	12/2008	Mar 30, 2012	Sep 14, 2012
SYKES, JAMES, WILLIAM	MEMBER, MANAGING PRINCIPAL, DIRECTOR OF TRADING COMPLIANCE	Na	yes	01/1996	Mar 30, 2012	Sep 14, 2012
ESTATE OF, ALAN SLIFKA	Member	B	no	02/2011	Mar 30, 2012	Sep 14, 2012
GENACHOWSKI, JOSEPH, MARK	MEMBER, MANAGING PRINCIPAL	A	no	01/2003	Mar 30, 2012	Sep 14, 2012

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
HALCYON LOAN INVESTORS L.P.	n/a	Former SEC adviser	$4.9B	N	yes	n/a
HALCYON ASSET MANAGEMENT LLC	n/a	Former SEC adviser	$3.7B	N	yes	n/a
HALCYON ASSET-BACKED ADVISORS L.P.	n/a	Former SEC adviser	$2.8B	N	yes	n/a
HALCYON MANAGEMENT ACQUISITION COMPANY LLC	n/a	Former SEC adviser	$1.8B	N	yes	n/a
HALCYON AGILIS MANAGEMENT LP	n/a	Former SEC adviser	$103M	N	yes	n/a
HALCYON STRUCTURED ASSET MANAGEMENT L.P.	n/a	Former SEC adviser	$19.2M	N	yes	n/a
HALCYON ASSET LLC	n/a	n/a	n/a	N	yes	n/a
HALCYON ASSET MANAGEMENT (UK) LLP	n/a	n/a	n/a	N	yes	n/a
HCN GP LLC	n/a	n/a	n/a	N	yes	n/a

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2011	Mar 30, 2012	$3.4B	$3.4B	n/a	n/a	n/a	8	$3.4B

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2011	$2.9B	n/a	n/a	n/a	n/a	n/a	n/a	n/a	n/a

Relationships

Affiliated with (9)

← HALCYON LOAN INVESTORS L.P.Registered adviserother investment adviser, bank, common control
factForm ADV
← HALCYON MANAGEMENT ACQUISITION COMPANY LLCRegistered adviserother investment adviser, bank, common control
factForm ADV
← HALCYON STRUCTURED ASSET MANAGEMENT L.P.Registered adviserother investment adviser, bank, common control
factForm ADV
→ HALCYON EVENT-DRIVEN MANAGEMENT LPRegistered adviserother investment adviser, bank, common control
factForm ADV
→ HALCYON STRUCTURED ASSET MANAGEMENT L.P.Registered adviserother investment adviser, bank, common control
factForm ADV
→ HALCYON ASSET-BACKED ADVISORS L.P.Registered adviserother investment adviser, bank, common control
factForm ADV
→ HALCYON LOAN INVESTORS L.P.Registered adviserother investment adviser, common control
factForm ADV
→ HALCYON MANAGEMENT ACQUISITION COMPANY LLCRegistered adviserother investment adviser, common control
factForm ADV
→ HALCYON AGILIS MANAGEMENT LPRegistered adviserother investment adviser, bank, common control
factForm ADV

Controls (7)

← KONNER, KEVAH, ROSSOwnerMEMBER, MANAGING PRINCIPAL, VICE CHAIRMAN, ownership code B, individual
Mar 30, 2012 to presentfactForm ADV
← HIRSCHFELD, THOMAS, PAULOwnerMEMBER, MANAGING PRINCIPAL AND CHIEF OPERATING OFFICER, ownership code NA, individual
Mar 30, 2012 to presentfactForm ADV
← BADER, JOHN, M.OwnerMEMBER, MANAGING PRINCIPAL, CHAIRMAN, ownership code C, individual
Mar 30, 2012 to presentfactForm ADV
← SYKES, JAMES, WILLIAMOwnerMEMBER, MANAGING PRINCIPAL, DIRECTOR OF TRADING COMPLIANCE, ownership code NA, individual
Mar 30, 2012 to presentfactForm ADV
← GOLDBERG, AARONOwnerMEMBER, MANAGING PRINCIPAL, CHIEF FINANCIAL OFFICER, ownership code NA, individual
Mar 30, 2012 to presentfactForm ADV
← MITAL, MANISHOwnerMANAGING PRINCIPAL, GENERAL COUNSEL, ownership code NA, individual
Mar 30, 2012 to presentfactForm ADV
← MCDERMOTT, SUZANNEOwnerCHIEF COMPLIANCE OFFICER, ASSOCIATE GENERAL COUNSEL, ownership code NA, individual
Mar 30, 2012 to presentfactForm ADV

Owns (2)

← GENACHOWSKI, JOSEPH, MARKOwnerMEMBER, MANAGING PRINCIPAL, ownership code A, individual
Mar 30, 2012 to presentfactForm ADV
← ESTATE OF, ALAN SLIFKAOwnerMEMBER, ownership code B, individual
Mar 30, 2012 to presentfactForm ADV

Advises (1)

→ SWISS CAPITAL PRO LOAN PLCPrivate fundOther Private Fund, IA
Mar 30, 2012 to presentfactForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:0bf063ec-ee79-9ad4-ccc2-295902cfbe59
First observed: Mar 30, 2012
Last observed: Sep 14, 2012 170 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

HALCYON OFFSHORE ASSET MANAGEMENT LLC

CRD 107182

NEW YORK, NY

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:0bf063ec-ee79-9ad4-ccc2-295902cfbe59

Data as of Sep 14, 2012 (this record's last observation) from federal regulator filings. Page built Sep 18, 2026, 11:34 PM UTC and rebuilt at most every 15 minutes.

Fund

Type

Reported GAV

As of

Owners

First reported

Status

Form D file

SWISS CAPITAL PRO LOAN PLC

Other Private Fund

$10.5M

Mar 30, 2012

reported

n/a

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

BADER, JOHN, M.

MEMBER, MANAGING PRINCIPAL, CHAIRMAN

yes

01/1996

Mar 30, 2012

Sep 14, 2012

GOLDBERG, AARON

MEMBER, MANAGING PRINCIPAL, CHIEF FINANCIAL OFFICER

yes

05/2006

Mar 30, 2012

Sep 14, 2012

HIRSCHFELD, THOMAS, PAUL

MEMBER, MANAGING PRINCIPAL AND CHIEF OPERATING OFFICER

yes

01/2006

Mar 30, 2012

Sep 14, 2012

KONNER, KEVAH, ROSS

MEMBER, MANAGING PRINCIPAL, VICE CHAIRMAN

yes

01/1996

Mar 30, 2012

Sep 14, 2012

MCDERMOTT, SUZANNE

CHIEF COMPLIANCE OFFICER, ASSOCIATE GENERAL COUNSEL

yes

12/2008

Mar 30, 2012

Sep 14, 2012

MITAL, MANISH

MANAGING PRINCIPAL, GENERAL COUNSEL

yes

12/2008

Mar 30, 2012

Sep 14, 2012

SYKES, JAMES, WILLIAM

MEMBER, MANAGING PRINCIPAL, DIRECTOR OF TRADING COMPLIANCE

yes

01/1996

Mar 30, 2012

Sep 14, 2012

ESTATE OF, ALAN SLIFKA

Member

02/2011

Mar 30, 2012

Sep 14, 2012

GENACHOWSKI, JOSEPH, MARK

MEMBER, MANAGING PRINCIPAL

01/2003

Mar 30, 2012

Sep 14, 2012

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

HALCYON LOAN INVESTORS L.P.

n/a

Former SEC adviser

$4.9B

yes

n/a

HALCYON ASSET MANAGEMENT LLC

n/a

Former SEC adviser

$3.7B

yes

n/a

HALCYON ASSET-BACKED ADVISORS L.P.

n/a

Former SEC adviser

$2.8B

yes

n/a

HALCYON MANAGEMENT ACQUISITION COMPANY LLC

n/a

Former SEC adviser

$1.8B

yes

n/a

HALCYON AGILIS MANAGEMENT LP

n/a

Former SEC adviser

$103M

yes

n/a

HALCYON STRUCTURED ASSET MANAGEMENT L.P.

n/a

Former SEC adviser

$19.2M

yes

n/a

HALCYON ASSET LLC

n/a

yes

n/a

HALCYON ASSET MANAGEMENT (UK) LLP

n/a

yes

n/a

HCN GP LLC

n/a

yes

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2011

Mar 30, 2012

$3.4B

n/a

$3.4B

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2011

$2.9B

n/a